11th May 2018 14:49
AMENDMENT
INCREASED EQUITY PURCHASES BY 13,352 TO 1,241,821
INCREASED EQUITY SALES BY 729 TO 1,471,623
ADDED EQUITY SWAP PURCHASES OF 729
ADDED EQUITY SWAP SALES OF 13,352
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 03 May 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 1,241,821
1,471,623 | 38.9367
38.9650 | 38.1450
38.1045 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 3,806 66,196 655 9,299 1,192 2,627 2,477 7,307 203 1,502 7,241 680 1,045 11,922 901 12 11,411 6,455 3,844 8,986 4,721 3,799 8,331 4,025 2,420 253,000 413 729
82 3,438 4,096 3,038 486 308 2,877 1,137 813 11,261 33,674 25,936 745 14,697 4,968 5,266 1,000 1,110 30,724 2,075 299 663 224 373 2,168 325 5,068 8,638 116 293 299 237 4,301 1,737 1,000 4,699 15 | 38.4190 GBP 38.4300 GBP 38.4376 GBP 38.4837 GBP 38.5004 GBP 38.5884 GBP 38.6215 GBP 38.6251 GBP 38.6302 GBP 38.6460 GBP 38.6492 GBP 38.6583 GBP 38.6719 GBP 38.6728 GBP 38.6849 GBP 38.6942 GBP 38.7135 GBP 38.7458 GBP 38.7754 GBP 38.8078 GBP 38.8169 GBP 38.8175 GBP 38.8222 GBP 38.8255 GBP 38.9298 GBP 38.9300 GBP 38.9354 GBP 51.8183 USD
38.2609 GBP 38.3075 GBP 38.3308 GBP 38.3340 GBP 38.3482 GBP 38.3563 GBP 38.3579 GBP 38.3804 GBP 38.3974 GBP 38.4007 GBP 38.4197 GBP 38.4302 GBP 38.4523 GBP 38.4532 GBP 38.4959 GBP 38.5030 GBP 38.5216 GBP 38.5545 GBP 38.5607 GBP 38.6383 GBP 38.6407 GBP 38.6524 GBP 38.6629 GBP 38.6830 GBP 38.6982 GBP 38.7073 GBP 38.7631 GBP 38.7680 GBP 38.7959 GBP 38.8145 GBP 38.8669 GBP 38.8823 GBP 38.8840 GBP 38.9081 GBP 38.9417 GBP 52.0020 USD 52.0021 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 11 May 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire