14th May 2018 16:57
AMENDMENT
INCREASED EQUITY PURCHASES BY 14,000 TO 3,154,310
ADDED EQUITY SWAP SALES OF 14,000
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 04 May 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 3,154,310
3,137,043 | 38.7652
38.7350 | 38.2900
38.3050 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP) |
Ordinary Shares | Equity Swaps
| Long
Short
| 121 1,472 1,296 621 34,591 1,905 3,373 20,642 41,254 545 6,913 2,686 2,443 4,519 38,285 2,316 8,273 1,326 10,217 17,667 1,575 685 24,473 46 184 161
3,612 1,071 311 3,253 811 57,000 14,428 424 651 659 142 32,254 1,345 724 64,995 32,300 120 487 1,411 14,509 14,000 | 38.4054 GBP 38.4180 GBP 38.4394 GBP 38.4653 GBP 38.4704 GBP 38.4748 GBP 38.4859 GBP 38.4899 GBP 38.4918 GBP 38.4939 GBP 38.5175 GBP 38.5471 GBP 38.5518 GBP 38.5596 GBP 38.5598 GBP 38.5607 GBP 38.5609 GBP 38.5611 GBP 38.5619 GBP 38.5634 GBP 38.6048 GBP 38.6425 GBP 38.6721 GBP 38.6911 GBP 38.7085 GBP 38.7300 GBP
38.3536 GBP 38.3565 GBP 38.3651 GBP 38.3817 GBP 38.3847 GBP 38.3869 GBP 38.3900 GBP 38.3950 GBP 38.4088 GBP 38.4557 GBP 38.4781 GBP 38.5257 GBP 38.5391 GBP 38.5503 GBP 38.5600 GBP 38.5617 GBP 38.5639 GBP 38.6052 GBP 38.6121 GBP 38.6410 GBP 52.2861 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 14 May 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire