28th Dec 2018 11:56
AMENDMENT
INCREASED EQUITY PURCHASES BY 474,499 TO 6,388,508
DECREASED EQUITY SALES BY 168,414 TO 5,506,722
ADDED EQUITY SWAP PURCHASES OF 29,322
ADDED EQUITY SWAP SALES OF 466,810
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 17 December 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP)
|
Ordinary Shares | Purchases
Sales | 6,388,508
5,506,722 | 46.6163
46.6163 | 45.1132
45.1390 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short | 752 820 972 88 763 76,583 8,755 39,759 25 29,376 4,000 14,000 2,107 13,420 3,448 1,432 1,051 8,715 3,478 16,514 2,835 4,457 4,155 6,280 9,285 29,322
327 100,586 5,959 169 465 129 53 1,577 2,107 740 357 121 8,167 6,700 1,432 65,964 2,578 2,723 15,494 889 12,180 4,221 20,387 7,166 50,000 50,000 155 2,670 50,000 200,000 166,810 | 45.1941 GBP 45.2105 GBP 45.2161 GBP 45.2259 GBP 45.2298 GBP 45.2837 GBP 45.3221 GBP 45.3230 GBP 45.3250 GBP 45.3259 GBP 45.3491 GBP 45.3499 GBP 45.3560 GBP 45.4255 GBP 45.4475 GBP 45.4515 GBP 45.4549 GBP 45.4820 GBP 45.5125 GBP 45.5183 GBP 45.6660 GBP 45.6857 GBP 45.7292 GBP 45.8222 GBP 46.2408 GBP 46.4550 GBP
45.3035 GBP 45.3250 GBP 45.3268 GBP 45.3498 GBP 45.3528 GBP 45.3892 GBP 45.3920 GBP 45.3960 GBP 45.4050 GBP 45.4067 GBP 45.4595 GBP 45.4729 GBP 45.4826 GBP 45.4857 GBP 45.4886 GBP 45.4887 GBP 45.4894 GBP 45.5000 GBP 45.5001 GBP 45.5086 GBP 45.5177 GBP 45.5265 GBP 45.5270 GBP 45.5353 GBP 45.7250 GBP 45.7950 GBP 45.8146 GBP 45.9481 GBP 57.0544 USD 57.1759 USD 57.6149 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 December 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire