6th Jun 2018 17:26
AMENDMENT
INCREASED EQUITY PURCHASES BY 1,587 TO 570,040
INCREASED EQUITY SALES BY 100,000 TO 609,027
ADDED EQUITY SWAP SALES OF 1,587
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 30 May 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 570,040
609,027 | 41.0818
41.0800 | 40.5400
40.6100 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 8 10 1,155 27 5,584 2,418 1,021 407 618 8 269 1,316 9 256 33,133 322 1,070 25,210 123 6 124 3,990 6,683 118 104
98 281 4,922 566 269 13,868 126 129 247 540 98 98 2,050 2,428 501 2,880 163 3,287 106 4,166 6,003 232 27,259 165 1,422 | 40.6509 GBP 40.6583 GBP 40.6994 GBP 40.7052 GBP 40.7149 GBP 40.7168 GBP 40.7225 GBP 40.7237 GBP 40.7309 GBP 40.7409 GBP 40.7430 GBP 40.7462 GBP 40.7519 GBP 40.7869 GBP 40.8100 GBP 40.8183 GBP 40.8209 GBP 40.8217 GBP 40.8238 GBP 40.8250 GBP 40.8348 GBP 40.8834 GBP 40.9205 GBP 41.0529 GBP 41.0800 GBP
40.6290 GBP 40.6535 GBP 40.6609 GBP 40.6911 GBP 40.7071 GBP 40.7377 GBP 40.7897 GBP 40.7904 GBP 40.7961 GBP 40.7989 GBP 40.8016 GBP 40.8041 GBP 40.8381 GBP 40.8388 GBP 40.8435 GBP 40.8540 GBP 40.8620 GBP 40.8766 GBP 40.8872 GBP 40.8917 GBP 40.9914 GBP 41.0800 GBP 41.0819 GBP 54.3582 USD 54.3583 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 06 June 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire