26th Nov 2018 15:04
AMENDMENT
INCREASED EQUITY PURCHASES BY 146,512 TO 592,660
INCREASED EQUITY SALES BY 14,656 TO 363,290
ADDED EQUITY SWAP PURCHASES OF 14,656
ADDED EQUITY SWAP SALES OF 46,512
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 19 November 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP)
|
Ordinary Shares | Purchases
Sales | 592,660
363,290 | 46.7527
46.6952 | 45.3800
45.9100 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 2,099 4,668 79 236 223 70 6,039 6,520 3,127 6,267 1,994 509 68 36 1,058 297 1,526 14,656 498 2,936 3,829
171 34,352 251 265 816 1,764 470 31,648 2,344 446 12,109 6,537 593 357 343 11,327 1,625 7,000 284 11 46,212 300 | 45.9979 GBP 46.0000 GBP 46.0072 GBP 46.0078 GBP 46.0328 GBP 46.0386 GBP 46.0532 GBP 46.1317 GBP 46.1567 GBP 46.1641 GBP 46.2201 GBP 46.2753 GBP 46.4086 GBP 46.4098 GBP 46.4288 GBP 46.4582 GBP 46.4895 GBP 46.4985 GBP 46.5140 GBP 46.5370 GBP 46.6558 GBP
46.0000 GBP 46.0039 GBP 46.0040 GBP 46.0335 GBP 46.0571 GBP 46.0598 GBP 46.0617 GBP 46.0776 GBP 46.0811 GBP 46.0926 GBP 46.0942 GBP 46.1022 GBP 46.1073 GBP 46.1130 GBP 46.1259 GBP 46.1381 GBP 46.1774 GBP 46.5502 GBP 46.6535 GBP 46.7045 GBP 46.7527 GBP 59.0594 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 November 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire