18th Jul 2018 17:21
AMENDMENT
INCREASED EQUITY PURCHASES BY 168,287 TO 2,200,264
INCREASED EQUITY SALES BY 7,340 TO 976,265
ADDED EQUITY SWAP PURCHASES OF 9
ADDED EQUITY SWAP SALES OF 100,320
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 11 July 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP)
|
Ordinary Shares | Purchases
Sales | 2,200,264
976,265 | 43.3000
43.2600 | 42.8193
42.8649 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 430 394 1,466 328 678 1,627 907 435 2,323 2,255 5,793 597 48,462 714 5,894 4,266 1,434 9
394 7,212 14 3,249 9,803 319 7,115 3,206 20,159 641 7,720 1,771 1,270 110 1,392 465 438 438 281 3,665 51 5,246 9,665 25,000 25,000 25,000 75,000 25,000 50,000 50,000 100,000 150,000 100,000 100,000 251 18 30,000 75,000 250,000 | 42.7998 GBP 42.8976 GBP 42.9063 GBP 42.9080 GBP 42.9268 GBP 42.9278 GBP 42.9477 GBP 42.9478 GBP 42.9492 GBP 42.9637 GBP 42.9701 GBP 42.9803 GBP 43.0175 GBP 43.0298 GBP 43.0471 GBP 43.0544 GBP 43.1881 GBP 43.1900 GBP
42.9045 GBP 42.9178 GBP 42.9453 GBP 42.9816 GBP 42.9912 GBP 42.9957 GBP 43.0228 GBP 43.0245 GBP 43.0281 GBP 43.0305 GBP 43.0345 GBP 43.0361 GBP 43.0373 GBP 43.0393 GBP 43.0507 GBP 43.0523 GBP 43.0524 GBP 43.0538 GBP 43.0983 GBP 43.1338 GBP 43.1900 GBP 43.1902 GBP 43.1919 GBP 56.7955 USD 56.8048 USD 56.8463 USD 56.8545 USD 56.8551 USD 56.9034 USD 56.9563 USD 57.0023 USD 57.0029 USD 57.0130 USD 57.0132 USD 57.0236 USD 57.0238 USD 57.0323 USD 57.0800 USD 57.0839 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 July 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire