12th Dec 2018 15:04
AMENDMENT
INCREASED EQUITY SALES BY 155,000 TO 1,346,515
ADDED EQUITY SWAP PURCHASES OF 50,000
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 06 December 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP)
|
Ordinary Shares | Purchases
Sales | 1,259,907
1,346,515 | 46.8134
46.8173 | 45.8200
45.4600 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP)
|
Ordinary Shares | Equity Swaps
| Long
Short | 179 473 1,686 1,022 285 49,896 73 1,269 3,160 1,566 1,116 434 5,925 2,109 2,420 8,466 327 2,398 50,000 631 193 1,480 5,977 1,806 1,281 2,027 1,190 43,130 16,102 17,044 19,200 36,948 295 4,223 16,106 2,560 3,793 1,162 459
20,000 248 686 27 217 36,534 10,606 1,309 16,524 558 1,244 1,782 1,074 1,850 78,439 1,916 2,150 178 1,161 953 20,000 39,674 97,626 369 28,678 326 1,322 | 45.8973 45.9009 45.9523 45.9549 45.9623 45.9774 45.9777 45.9780 45.9783 45.9787 45.9858 45.9930 45.9936 45.9964 45.9970 45.9972 45.9981 45.9982 46.0000 46.0057 46.0289 46.0495 46.0534 46.0548 46.0585 46.0621 46.0715 46.0874 46.0899 46.0970 46.0979 46.0998 46.1000 46.1005 46.1123 46.1200 46.1245 46.1528 46.2021
45.8956 45.9873 45.9974 46.0077 46.0352 46.0381 46.0382 46.0478 46.0484 46.0707 46.0730 46.0792 46.0830 46.0943 46.1000 46.1190 46.1200 46.1574 46.1869 46.1887 46.2563 46.3805 46.4907 46.4952 46.5084 46.6056 46.6824 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 December 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire