9th May 2018 17:04
AMENDMENT
INCREASED EQUITY PURCHASES BY 169,966 TO 3,743,132
DECREASED EQUITY SALES BY 239,702 TO 4,125,186
ADDED EQUITY SWAP PURCHASES OF 29,000
ADDED EQUITY SWAP SALES OF 153,764
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 19 April 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 3,743,132
4,125,186 | 41.3800
41.9350 | 37.5250
37.3810 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP) |
Ordinary Shares | Equity Swaps | Long
Short | 2,524 1,807 4,755 151 11,127 4,957 1,929 13,026 22,010 33 932 2,500 6,169 8,449 170 38 132,796 552 2,500 35 3,134 50,000 489 31 283 1,148 3,207 313 2,500 81 1,172 13,131 4,265 32,484 880 2,405 2,500 2,500 7,278 1,556 8,794 17,255 5,000 5,000 5,000 9,000 5,000 7,279 276,038 346 522 421 48,634 3,516 359 26,166 147,945 210,000
2,500 7,279 2,500 124 2,500 1,789 9,129 175,000 19,719 151 2,500 132 110,658 40,000 525 6,000 53,500 13,426 5,085 47,200 346 10,000 9,633 5,310 726 4,520 1,248 2,227 2,500 1,845 35,315 45,093 395 25,000 55,000 1,500 400 25,000 25,000 451 10,810 1,393 565 10,000 1,295 1,188 15,000 517 78 326 | 37.8630 37.8841 37.8861 37.9138 37.9187 38.0661 38.0765 38.1264 38.2235 38.4954 38.7784 38.8988 39.0264 39.0473 39.1036 39.1310 39.1335 39.1621 39.1901 39.2027 39.2152 39.2787 39.2917 39.3048 39.3807 39.4015 39.4630 39.4693 39.4881 39.5520 39.5988 39.6501 39.6762 39.7500 39.7997 39.8490 39.8515 39.8665 39.8915 39.8993 39.9044 39.9224 39.9447 39.9449 39.9495 39.9941 39.9950 39.9989 40.1019 40.1804 40.3021 40.3452 40.5112 40.6358 40.6936 40.7011 40.7155 40.8933
37.9577 38.2283 38.3431 38.5236 38.7602 38.8370 38.8734 38.9218 39.1244 39.1616 39.2290 39.2565 39.3333 39.3776 39.4489 39.5052 39.5277 39.5568 39.5985 39.6238 39.6283 39.6569 39.6698 39.6714 39.6722 39.6724 39.6726 39.6738 39.7022 39.7436 39.7502 39.7518 39.7566 39.8659 39.9816 40.0693 40.0694 40.6416 40.7661 40.7955 40.8649 40.8691 40.8815 40.8896 40.8918 40.9095 40.9467 41.0081 41.0211 41.0332 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 09 May 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire