9th May 2018 17:04
AMENDMENT
INCREASED EQUITY PURCHASES BY 1,169,547 TO 3,138,746
INCREASED EQUITY SALES BY 487,795 TO 1,791,483
ADDED EQUITY SWAP PURCHASES OF 93,202
ADDED EQUITY SWAP SALES OF 641,097
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 25 April 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 3,138,746
1,791,483 | 40.9000
40.9000 | 38.2000
38.1983 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP) |
Ordinary Shares | Equity Swaps | Long
Short | 4,521 17,441 3,155 103,757 50,000 235 152 103,757 17,895 3,378 600 4,054 802 1,428 314 78,357 2,982 360 4,943 7,764 1,518 31,079 231 6,175 180,536 287 46,310 12,114
4,867 37,335 483 9,489 141 1,876 92,000 345 441 501 291 115 2,000 229 2,738 90,000 36 484 36,000 9,113 2,000 2,177 101,331 90,000 1,806 2,000 54,000 692 116 128 685 90,000 41,700 1,485 15,175 8,455 1,157 7,200 2,009 3,344 2,000 2,000 1,770 103,757 500,000 | 38.1983 GBP 38.2000 GBP 38.5240 GBP 38.5900 GBP 38.8354 GBP 38.9440 GBP 38.9897 GBP 39.0000 GBP 39.0157 GBP 39.0487 GBP 39.0675 GBP 39.1185 GBP 39.1378 GBP 39.1511 GBP 39.1659 GBP 39.2392 GBP 39.2398 GBP 39.2858 GBP 39.4418 GBP 39.4733 GBP 39.5014 GBP 39.5057 GBP 39.5120 GBP 39.5436 GBP 39.5908 GBP 39.6220 GBP 39.6295 GBP 40.5311 GBP
38.2000 GBP 38.2002 GBP 38.2215 GBP 38.4034 GBP 38.4799 GBP 38.5114 GBP 38.5270 GBP 38.5408 GBP 38.5434 GBP 38.5435 GBP 38.5520 GBP 38.5590 GBP 38.8075 GBP 38.8728 GBP 38.9870 GBP 38.9995 GBP 39.0254 GBP 39.0348 GBP 39.1774 GBP 39.1801 GBP 39.2306 GBP 39.2740 GBP 39.3660 GBP 39.4469 GBP 39.4966 GBP 39.5184 GBP 39.5527 GBP 39.6539 GBP 39.6843 GBP 39.7090 GBP 39.7733 GBP 39.8279 GBP 39.8947 GBP 39.9009 GBP 39.9875 GBP 39.9891 GBP 39.9899 GBP 39.9901 GBP 39.9903 GBP 39.9915 GBP 40.0159 GBP 40.1590 GBP 40.8072 GBP 53.7466 USD 55.3026 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 May 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire