6th Dec 2018 16:03
AMENDMENT
INCREASED EQUITY PURCHASES BY 45,755 TO 993,800
INCREASED EQUITY SALES BY 213 TO 1,237,476
REDUCED EQUITY SWAP PURCHASES OF 45,457
ADDED EQUITY SWAP SALES OF 85
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 03 December 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP)
|
Ordinary Shares | Purchases
Sales | 993,800
1,237,476 | 46.1450
46.1425 | 45.7769
45.7900 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short | 757 32 33,117 35,604 687 22,745 344 728 274 220 901 95 1,937 232 2,180 5,536 1,080 4,240 469 3,200 19,158 3,585 164 4,154 524 2,858 142 260 107 146 1,152 29,330 213 300,000
13 7,301 70 28 92,769 285 232 2,216 1,403 538 1,861 814 2,355 18,615 286 47,950 177 124 5,474 4,132 85 | 45.9167 GBP 45.9304 GBP 45.9379 GBP 45.9398 GBP 45.9400 GBP 45.9733 GBP 45.9776 GBP 45.9787 GBP 45.9788 GBP 45.9861 GBP 45.9875 GBP 45.9906 GBP 45.9908 GBP 45.9911 GBP 45.9918 GBP 45.9932 GBP 45.9933 GBP 45.9936 GBP 45.9944 GBP 45.9945 GBP 45.9954 GBP 45.9964 GBP 45.9971 GBP 45.9972 GBP 45.9986 GBP 46.0045 GBP 46.0124 GBP 46.0153 GBP 46.0291 GBP 46.0340 GBP 46.0358 GBP 46.1104 GBP 58.4366 USD 58.7811 USD
45.7767 GBP 45.7902 GBP 45.8662 GBP 45.9102 GBP 45.9400 GBP 45.9413 GBP 45.9449 GBP 45.9496 GBP 45.9639 GBP 45.9676 GBP 45.9700 GBP 45.9701 GBP 45.9704 GBP 45.9759 GBP 45.9836 GBP 45.9837 GBP 45.9932 GBP 45.9989 GBP 46.0348 GBP 46.0625 GBP 58.6239 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 06 December 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire