8th Aug 2018 15:15
AMENDMENT
INCREASED EQUITY PURCHASES BY 747 TO 895,115
INCREASED EQUITY SALES BY 11,422 TO 888,726
ADDED EQUITY SWAP PURCHASES OF 11,422
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 01 August 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP)
|
Ordinary Shares | Purchases
Sales | 895,115
888,726 | 44.4700
44.3850 | 43.9050
43.9350 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 29 2,714 89 1,311 135 2,786 1,115 62 216 6,014 70 1,623 6,480 5,559 1,269 582 7,538 36,608 9,299 2,455 2,123 1,579 333 1,018 457 7,244 2,437 7,182 150 7,798
274 85 20,647 34,527 18,256 9,951 56 253 2,830 45,760 50,000 2,454 1,727 4,051 755 319 1,210 35,000 | 44.0400 GBP 44.0639 GBP 44.0971 GBP 44.0990 GBP 44.1103 GBP 44.1254 GBP 44.1279 GBP 44.1333 GBP 44.1337 GBP 44.1426 GBP 44.1499 GBP 44.1508 GBP 44.1513 GBP 44.1515 GBP 44.1651 GBP 44.1686 GBP 44.1729 GBP 44.1856 GBP 44.1893 GBP 44.1937 GBP 44.2043 GBP 44.2088 GBP 44.2114 GBP 44.2130 GBP 44.2208 GBP 44.2236 GBP 44.2370 GBP 44.2528 GBP 44.3070 GBP 44.3146 GBP
43.9793 GBP 44.0160 GBP 44.0400 GBP 44.0402 GBP 44.0420 GBP 44.0467 GBP 44.0688 GBP 44.0866 GBP 44.1301 GBP 44.1333 GBP 44.1400 GBP 44.1517 GBP 44.1548 GBP 44.1572 GBP 44.1630 GBP 44.1696 GBP 44.2210 GBP 57.9271 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 August 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire