19th Nov 2018 15:03
AMENDMENT
INCREASED EQUITY SALES BY 1,499 TO 1,348,986
ADDED EQUITY SWAP PURCHASES OF 1,407
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 12 November 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP)
|
Ordinary Shares | Purchases
Sales | 1,214,842
1,348,986 | 47.7950
47.6500 | 46.6900
45.4900 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 52 296 9,243 1,227 1,706 23,173 51,235 1,287 20,000 2,457 9,008 508 8,973 806 2,845 1,464 40,166 2,851 804 15,620 4,915 443 30,000 1,295 112
9,243 1,756 110 87 185 1,827 282 3,172 21,809 28,318 2,020 1,708 4,712 4,467 226 652 618 4,158 84 5,013 | 46.7248 GBP 46.9071 GBP 46.9821 GBP 47.0105 GBP 47.0232 GBP 47.0248 GBP 47.0250 GBP 47.0314 GBP 47.0550 GBP 47.0602 GBP 47.0670 GBP 47.0854 GBP 47.0861 GBP 47.0996 GBP 47.1095 GBP 47.1234 GBP 47.1636 GBP 47.1871 GBP 47.1887 GBP 47.2168 GBP 47.2644 GBP 47.3098 GBP 61.0501 USD 61.4134 USD 61.4135 USD
46.7537 GBP 46.9291 GBP 46.9459 GBP 46.9614 GBP 46.9728 GBP 46.9959 GBP 47.0219 GBP 47.0250 GBP 47.0256 GBP 47.0271 GBP 47.0302 GBP 47.0332 GBP 47.2106 GBP 47.2188 GBP 47.2402 GBP 47.2926 GBP 47.3116 GBP 47.4003 GBP 47.6564 GBP 47.6625 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares | Put Option | Purchasing | 8,000 | 46.00 | American | 21/12/2018 | 1.42 |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 19 November 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire