17th Apr 2018 07:00
AMENDMENT
INCREASED EQUITY PURCHASES BY 13,715 TO 1,353,855
INCREASED EQUITY SALES BY 1,942 TO 1,469,621
ADDED EQUITY SWAP PURCHASES OF 466,440
ADDED EQUITY SWAP SALES OF 398,820
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 29 March 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 1,353,855
1,469,621 | 36.1450
36.2050 | 34.2800
34.3150 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP) |
Ordinary Shares | Equity Swap | Long
Short | 3,638 187 1,563 43 220 150 121 46,203 26,876 11,386 10,009 5,741 12,812 1,548 13,349 19,725 2,399 77,704 2,856 174 3,768 166 28,749 22,836 4,485 44,462 1,471 471 1,019 14,541 3,399 26,077 67 10,598 53,419 3,983 9,213 276 644 92
467 92 12,555 69,096 10,171 37,133 5,143 790 3,122 6,100 6,100 12 63,858 7,061 3,849 3,100 7,678 455 1,000 8,373 14,839 13,772 12 1,483 20 2,662 2,506 59,512 2,620 51,611 93 3,522 2 2 3 2 2 1 1 | 34.3825 34.4073 34.4216 34.4236 34.4335 34.4341 34.5015 34.5384 34.7197 34.7237 34.7290 34.7608 34.7895 34.8217 34.8361 34.8809 34.9091 34.9360 34.9719 34.9953 35.0026 35.0460 35.1027 35.1351 35.1773 35.2244 35.3637 35.3658 35.4045 35.5004 35.5700 35.6484 35.6589 35.7034 35.7050 35.7133 35.7280 35.8006 35.8625 35.9739
34.3936 34.4210 34.4396 34.4778 34.5636 34.5800 34.5891 34.6069 34.6379 34.6722 34.6854 34.7325 34.7860 34.8434 34.9463 34.9686 34.9719 34.9728 34.9805 35.0107 35.0478 35.1081 35.3715 35.3736 35.3745 35.3870 35.4484 35.4577 35.4581 35.7050 35.7744 35.8869 35.9043 35.9086 35.9111 35.9191 35.9326 35.9361 36.0161 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 16 April 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire