4th Dec 2018 15:03
AMENDMENT
INCREASED EQUITY PURCHASES BY 36,808 TO 1,174,898
INCREASED EQUITY SALES BY 17,811 TO 1,357,541
ADDED EQUITY SWAP PURCHASES OF 17,811
ADDED EQUITY SWAP SALES OF 36,970
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 28 November 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP)
|
Ordinary Shares | Purchases
Sales | 1,174,898
1,357,541 | 45.3650
45.2500 | 44.2700
44.2850 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short | 595 2,476 2,851 49 916 55,455 782 4,116 17,169 20,332 59,073 1,723 294 37,518 4,339 663 333 5,405 45,000 12,591 2,306 15,505
307 1,657 1,471 3,357 308 18,485 162 20,374 60,683 5,749 18,344 9,240 9,988 1,975 5,269 13,413 5,191 18,485 486 18,485 878 1,030 110 118 641 | 44.4980 GBP 44.5309 GBP 44.5987 GBP 44.6345 GBP 44.6680 GBP 44.6899 GBP 44.7285 GBP 44.7354 GBP 44.7547 GBP 44.7885 GBP 44.7914 GBP 44.7987 GBP 44.8313 GBP 44.9180 GBP 44.9316 GBP 44.9628 GBP 44.9877 GBP 45.0678 GBP 45.1416 GBP 45.2251 GBP 56.9593 USD 57.1315 USD
44.5194 GBP 44.5396 GBP 44.5652 GBP 44.5723 GBP 44.5865 GBP 44.6212 GBP 44.6352 GBP 44.6440 GBP 44.6451 GBP 44.6470 GBP 44.6558 GBP 44.6595 GBP 44.6908 GBP 44.7095 GBP 44.7107 GBP 44.7162 GBP 44.7193 GBP 44.7235 GBP 44.7370 GBP 44.7447 GBP 44.7450 GBP 44.7452 GBP 44.8077 GBP 44.9200 GBP 45.1263 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares | Call Option | Selling | 3,000,000 | 47.53 | European | 21/12/2018 | 0.01 |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 04 December 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire