9th Jul 2018 17:52
AMENDMENT
INCREASED EQUITY PURCHASES BY 43,300 TO 1,288,651
INCREASED EQUITY SALES BY 195,000 TO 1,576,437
ADDED EQUITY SWAP SALES OF 43,300
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 28 June 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 1,288,651
1,576,437 | 42.4000
42.3700 | 41.6499
41.6125 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 2,446 1,573 152 433 213 12,530 2,773 378 158,345 457 2,614 1,178 49 9,599 29 720 11,168 567 2,727 1,053 590 1,481 301 2,926 1,486 2,712 35,602 37,398 675 473 614 743 1,489 43,882 6,601 26,051 12,366 24,107 21,755 36,088 17
1,929 669 314 12,229 1,522 74 1,662 1,155 5,103 4,990 1,065 222 562 250 110 220 273 270 9,130 41,016 5,233 4,416 345 21,650 25,500 21,650 | 41.5498 GBP 41.6749 GBP 41.7148 GBP 41.7181 GBP 41.7378 GBP 41.7447 GBP 41.7646 GBP 41.7825 GBP 41.7863 GBP 41.7887 GBP 41.7900 GBP 41.7931 GBP 41.8008 GBP 41.8049 GBP 41.8096 GBP 41.8103 GBP 41.8107 GBP 41.8131 GBP 41.8158 GBP 41.8317 GBP 41.8331 GBP 41.8344 GBP 41.8454 GBP 41.8455 GBP 41.8460 GBP 41.8582 GBP 41.9235 GBP 41.9240 GBP 41.9474 GBP 41.9540 GBP 41.9745 GBP 41.9798 GBP 42.0541 GBP 42.0702 GBP 42.0721 GBP 42.0908 GBP 42.1636 GBP 42.1761 GBP 42.2131 GBP 42.2148 GBP 42.2150 GBP
41.8102 GBP 41.8150 GBP 41.8198 GBP 41.8251 GBP 41.8559 GBP 41.8580 GBP 41.8631 GBP 41.8634 GBP 41.8765 GBP 41.8795 GBP 41.8806 GBP 41.9025 GBP 41.9029 GBP 41.9089 GBP 41.9092 GBP 41.9125 GBP 41.9377 GBP 41.9851 GBP 42.0245 GBP 42.1256 GBP 42.2150 GBP 42.2184 GBP 42.2745 GBP 54.8615 USD 55.0942 USD 55.4359 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 July 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire