6th Dec 2018 10:48
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 05 DECEMBER 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
5p ordinary | PURCHASES | 3,836,142 | 47.4580 GBP | 45.6175 GBP |
5p ordinary | SALES | 3,432,511 | 47.4000 GBP | 45.3498 GBP |
5p ordinary | PURCHASES | 112,975 | 60.6853 USD | 59.5432 USD |
5p ordinary | SALES | 599,529 | 61.3952 USD | 57.9033 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
5p ordinary | CFD | LONG | 2,406 | 45.3498 GBP |
5p ordinary | CFD | LONG | 25,416 | 46.4902 GBP |
5p ordinary | CFD | LONG | 33,804 | 46.4977 GBP |
5p ordinary | CFD | LONG | 16,938 | 46.5401 GBP |
5p ordinary | CFD | LONG | 7,364 | 46.6900 GBP |
5p ordinary | CFD | LONG | 18,000 | 46.6900 GBP |
5p ordinary | CFD | LONG | 183 | 46.7092 GBP |
5p ordinary | CFD | LONG | 338 | 46.7303 GBP |
5p ordinary | CFD | LONG | 193 | 46.7330 GBP |
5p ordinary | CFD | LONG | 2,839 | 46.9050 GBP |
5p ordinary | CFD | LONG | 5,985 | 46.9082 GBP |
5p ordinary | CFD | LONG | 9,014 | 46.9091 GBP |
5p ordinary | CFD | LONG | 2,555 | 46.9113 GBP |
5p ordinary | CFD | LONG | 391 | 46.9113 GBP |
5p ordinary | CFD | LONG | 18,000 | 47.4000 GBP |
5p ordinary | CFD | SHORT | 23,993 | 46.5040 GBP |
5p ordinary | CFD | SHORT | 7,912 | 46.5040 GBP |
5p ordinary | CFD | SHORT | 3,000 | 46.5050 GBP |
5p ordinary | CFD | SHORT | 28,009 | 46.6974 GBP |
5p ordinary | CFD | SHORT | 91,702 | 46.6980 GBP |
5p ordinary | CFD | SHORT | 11 | 46.7650 GBP |
5p ordinary | CFD | SHORT | 3,352 | 46.7781 GBP |
5p ordinary | CFD | SHORT | 1,319 | 46.7882 GBP |
5p ordinary | CFD | SHORT | 160 | 46.8281 GBP |
5p ordinary | CFD | SHORT | 10,240 | 46.8281 GBP |
5p ordinary | CFD | SHORT | 1,000 | 46.8287 GBP |
5p ordinary | CFD | SHORT | 222,408 | 46.8403 GBP |
5p ordinary | CFD | SHORT | 20,726 | 46.8413 GBP |
5p ordinary | CFD | SHORT | 5,000 | 46.8413 GBP |
5p ordinary | CFD | SHORT | 18,005 | 46.8413 GBP |
5p ordinary | CFD | SHORT | 18,557 | 46.8413 GBP |
5p ordinary | CFD | SHORT | 1,202 | 46.8413 GBP |
5p ordinary | CFD | SHORT | 4,122 | 46.8413 GBP |
5p ordinary | CFD | SHORT | 4,018 | 46.8413 GBP |
5p ordinary | CFD | SHORT | 33 | 46.8459 GBP |
5p ordinary | CFD | SHORT | 12,266 | 46.8863 GBP |
5p ordinary | CFD | SHORT | 150,000 | 46.8878 GBP |
5p ordinary | CFD | SHORT | 1,000 | 46.8962 GBP |
5p ordinary | CFD | SHORT | 1,000 | 46.8978 GBP |
5p ordinary | CFD | SHORT | 7 | 46.8984 GBP |
5p ordinary | CFD | SHORT | 11,727 | 46.9050 GBP |
5p ordinary | CFD | SHORT | 50,189 | 46.9050 GBP |
5p ordinary | CFD | SHORT | 11,728 | 46.9050 GBP |
5p ordinary | CFD | SHORT | 5 | 46.9800 GBP |
5p ordinary | CFD | SHORT | 3,000 | 47.0200 GBP |
5p ordinary | CFD | SHORT | 7,500 | 47.0232 GBP |
5p ordinary | CFD | SHORT | 1,000 | 47.0600 GBP |
5p ordinary | CFD | SHORT | 1,000 | 47.0800 GBP |
5p ordinary | CFD | SHORT | 1,000 | 47.0850 GBP |
5p ordinary | CFD | SHORT | 1,000 | 47.1209 GBP |
5p ordinary | CFD | SHORT | 1,000 | 47.1350 GBP |
5p ordinary | CFD | SHORT | 1,000 | 47.1500 GBP |
5p ordinary | CFD | SHORT | 1,000 | 47.1594 GBP |
5p ordinary | CFD | SHORT | 1,000 | 47.1598 GBP |
5p ordinary | CFD | SHORT | 1,000 | 47.2128 GBP |
5p ordinary | CFD | SHORT | 1 | 47.4047 GBP |
5p ordinary | CFD | LONG | 362 | 57.9021 USD |
5p ordinary | CFD | LONG | 767 | 57.9021 USD |
5p ordinary | CFD | LONG | 1,776 | 57.9021 USD |
5p ordinary | CFD | LONG | 803 | 57.9021 USD |
5p ordinary | CFD | LONG | 310 | 57.9033 USD |
5p ordinary | CFD | LONG | 163 | 59.6873 USD |
5p ordinary | CFD | LONG | 359 | 59.6873 USD |
5p ordinary | CFD | LONG | 5,279 | 59.6873 USD |
5p ordinary | CFD | LONG | 74 | 59.6873 USD |
5p ordinary | CFD | LONG | 35,000 | 60.9649 USD |
5p ordinary | CFD | LONG | 15,000 | 60.9649 USD |
5p ordinary | CFD | SHORT | 9,813 | 46.7871 GBP |
5p ordinary | CFD | SHORT | 5,187 | 46.7872 GBP |
5p ordinary | CFD | SHORT | 8,375 | 59.5432 USD |
5p ordinary | CFD | SHORT | 30,000 | 59.5432 USD |
5p ordinary | CFD | SHORT | 17,340 | 59.7701 USD |
5p ordinary | CFD | SHORT | 5,200 | 59.8816 USD |
5p ordinary | CFD | SHORT | 2,400 | 59.8816 USD |
5p ordinary | CFD | SHORT | 11,000 | 59.8816 USD |
5p ordinary | CFD | SHORT | 18,300 | 59.9471 USD |
5p ordinary | CFD | SHORT | 4,000 | 59.9471 USD |
5p ordinary | CFD | SHORT | 8,700 | 59.9471 USD |
5p ordinary | CFD | SHORT | 22,475 | 60.6853 USD |
5p ordinary | CFD | SHORT | 438 | 60.6853 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 06 DECEMBER 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire