23rd Apr 2018 10:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 20 APRIL 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 2,853 | 160.1296 USD | 160.0800 USD |
ADR | SALES | 2,853 | 160.1296 USD | 160.0800 USD |
5p ordinary | PURCHASES | 4,702,384 | 39.1050 GBP | 37.4600 GBP |
5p ordinary | SALES | 3,835,789 | 39.4000 GBP | 37.4650 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 908 | 160.0800 USD |
ADR | CFD | LONG | 30 | 160.0800 USD |
ADR | CFD | LONG | 908 | 160.0800 USD |
ADR | CFD | LONG | 30 | 160.0800 USD |
ADR | CFD | LONG | 2,100 | 160.3941 USD |
ADR | CFD | LONG | 100 | 160.4800 USD |
ADR | CFD | LONG | 100 | 160.5300 USD |
ADR | CFD | LONG | 100 | 160.6900 USD |
ADR | CFD | LONG | 201 | 160.7400 USD |
ADR | CFD | LONG | 1,000 | 160.7700 USD |
ADR | CFD | LONG | 400 | 160.8000 USD |
ADR | CFD | LONG | 150 | 160.9067 USD |
ADR | CFD | LONG | 280 | 162.4282 USD |
ADR | CFD | LONG | 100 | 162.8100 USD |
ADR | CFD | LONG | 908 | 164.3700 USD |
ADR | CFD | LONG | 834 | 164.3700 USD |
ADR | CFD | LONG | 908 | 164.3700 USD |
ADR | CFD | LONG | 835 | 164.3700 USD |
ADR | CFD | LONG | 486 | 164.3700 USD |
ADR | CFD | LONG | 486 | 164.3700 USD |
ADR | CFD | LONG | 228 | 164.3700 USD |
ADR | CFD | LONG | 272 | 164.3700 USD |
ADR | CFD | LONG | 881 | 164.3700 USD |
ADR | CFD | LONG | 881 | 164.3700 USD |
ADR | CFD | LONG | 110 | 164.3700 USD |
ADR | CFD | LONG | 289 | 164.3700 USD |
ADR | CFD | LONG | 289 | 164.3700 USD |
ADR | CFD | LONG | 229 | 164.3700 USD |
ADR | CFD | LONG | 755 | 164.3700 USD |
ADR | CFD | LONG | 755 | 164.3700 USD |
ADR | CFD | LONG | 40 | 164.4000 USD |
ADR | CFD | SHORT | 561 | 160.0800 USD |
ADR | CFD | SHORT | 562 | 160.0800 USD |
ADR | CFD | SHORT | 2,000 | 160.6600 USD |
ADR | CFD | SHORT | 201 | 160.7400 USD |
ADR | CFD | SHORT | 100 | 162.5800 USD |
ADR | CFD | SHORT | 1,000 | 162.8260 USD |
ADR | CFD | SHORT | 40 | 164.1250 USD |
5p ordinary | CFD | LONG | 10,000,000 | 0.0000 GBP |
5p ordinary | CFD | LONG | 1,811 | 37.6552 GBP |
5p ordinary | CFD | LONG | 3,189 | 37.6553 GBP |
5p ordinary | CFD | LONG | 1,135 | 37.9562 GBP |
5p ordinary | CFD | LONG | 16,924 | 38.0000 GBP |
5p ordinary | CFD | LONG | 1,467,000 | 38.0000 GBP |
5p ordinary | CFD | LONG | 9,568 | 38.0405 GBP |
5p ordinary | CFD | LONG | 5,432 | 38.0406 GBP |
5p ordinary | CFD | LONG | 1,915 | 38.1149 GBP |
5p ordinary | CFD | LONG | 891 | 38.1149 GBP |
5p ordinary | CFD | LONG | 10,269 | 38.1149 GBP |
5p ordinary | CFD | LONG | 9,053 | 38.1759 GBP |
5p ordinary | CFD | LONG | 15,947 | 38.1759 GBP |
5p ordinary | CFD | LONG | 89 | 38.1852 GBP |
5p ordinary | CFD | LONG | 90 | 38.1971 GBP |
5p ordinary | CFD | LONG | 21,713 | 38.2027 GBP |
5p ordinary | CFD | LONG | 38,287 | 38.2027 GBP |
5p ordinary | CFD | LONG | 136 | 38.2111 GBP |
5p ordinary | CFD | LONG | 1,334 | 38.2111 GBP |
5p ordinary | CFD | LONG | 4,940 | 38.2150 GBP |
5p ordinary | CFD | LONG | 695 | 38.2150 GBP |
5p ordinary | CFD | LONG | 696 | 38.2150 GBP |
5p ordinary | CFD | LONG | 273 | 38.2150 GBP |
5p ordinary | CFD | LONG | 95 | 38.2386 GBP |
5p ordinary | CFD | LONG | 94 | 38.2386 GBP |
5p ordinary | CFD | LONG | 632 | 38.2386 GBP |
5p ordinary | CFD | LONG | 66,139 | 38.2407 GBP |
5p ordinary | CFD | LONG | 600 | 38.2414 GBP |
5p ordinary | CFD | LONG | 6,849 | 38.2456 GBP |
5p ordinary | CFD | LONG | 48 | 38.2522 GBP |
5p ordinary | CFD | LONG | 3 | 38.2522 GBP |
5p ordinary | CFD | LONG | 19 | 38.2522 GBP |
5p ordinary | CFD | LONG | 54 | 38.2522 GBP |
5p ordinary | CFD | LONG | 4 | 38.2522 GBP |
5p ordinary | CFD | LONG | 447 | 38.2580 GBP |
5p ordinary | CFD | LONG | 1,260 | 38.2582 GBP |
5p ordinary | CFD | LONG | 4,800 | 38.2694 GBP |
5p ordinary | CFD | LONG | 800 | 38.2750 GBP |
5p ordinary | CFD | LONG | 2,800 | 38.2902 GBP |
5p ordinary | CFD | LONG | 21 | 38.2954 GBP |
5p ordinary | CFD | LONG | 1,385 | 38.3070 GBP |
5p ordinary | CFD | LONG | 787 | 38.3070 GBP |
5p ordinary | CFD | LONG | 1,653 | 38.3070 GBP |
5p ordinary | CFD | LONG | 2,000 | 38.3113 GBP |
5p ordinary | CFD | LONG | 182,370 | 38.3632 GBP |
5p ordinary | CFD | LONG | 23,726 | 38.4359 GBP |
5p ordinary | CFD | LONG | 1,000 | 38.4375 GBP |
5p ordinary | CFD | LONG | 1,000 | 38.4434 GBP |
5p ordinary | CFD | LONG | 54,623 | 38.6419 GBP |
5p ordinary | CFD | LONG | 2,273 | 38.6419 GBP |
5p ordinary | CFD | LONG | 285 | 38.6580 GBP |
5p ordinary | CFD | LONG | 612 | 38.6580 GBP |
5p ordinary | CFD | LONG | 3,149 | 38.6580 GBP |
5p ordinary | CFD | LONG | 259 | 38.6868 GBP |
5p ordinary | CFD | LONG | 396 | 38.6918 GBP |
5p ordinary | CFD | LONG | 648 | 38.6918 GBP |
5p ordinary | CFD | LONG | 696 | 38.6918 GBP |
5p ordinary | CFD | LONG | 726 | 38.6918 GBP |
5p ordinary | CFD | LONG | 769 | 38.6918 GBP |
5p ordinary | CFD | LONG | 300 | 38.7050 GBP |
5p ordinary | CFD | LONG | 3,000 | 38.7700 GBP |
5p ordinary | CFD | LONG | 83 | 38.7981 GBP |
5p ordinary | CFD | LONG | 3,000 | 38.8000 GBP |
5p ordinary | CFD | LONG | 10,444 | 38.8298 GBP |
5p ordinary | CFD | LONG | 8,192 | 38.8298 GBP |
5p ordinary | CFD | LONG | 3,000 | 39.3950 GBP |
5p ordinary | CFD | SHORT | 50,000 | 37.8915 GBP |
5p ordinary | CFD | SHORT | 11,000 | 37.9220 GBP |
5p ordinary | CFD | SHORT | 1,000,000 | 38.0000 GBP |
5p ordinary | CFD | SHORT | 2,780 | 38.0240 GBP |
5p ordinary | CFD | SHORT | 8 | 38.0637 GBP |
5p ordinary | CFD | SHORT | 4,185 | 38.1107 GBP |
5p ordinary | CFD | SHORT | 7,122 | 38.2150 GBP |
5p ordinary | CFD | SHORT | 214 | 38.2150 GBP |
5p ordinary | CFD | SHORT | 1 | 38.2150 GBP |
5p ordinary | CFD | SHORT | 5,122 | 38.2235 GBP |
5p ordinary | CFD | SHORT | 1,031 | 38.2322 GBP |
5p ordinary | CFD | SHORT | 700 | 38.2429 GBP |
5p ordinary | CFD | SHORT | 128 | 38.3243 GBP |
5p ordinary | CFD | SHORT | 186,818 | 38.3520 GBP |
5p ordinary | CFD | SHORT | 15,552 | 38.3528 GBP |
5p ordinary | CFD | SHORT | 1,000 | 38.3800 GBP |
5p ordinary | CFD | SHORT | 1,000 | 38.5357 GBP |
5p ordinary | CFD | SHORT | 888 | 38.5421 GBP |
5p ordinary | CFD | SHORT | 6,721 | 38.6452 GBP |
5p ordinary | CFD | SHORT | 50,175 | 38.6452 GBP |
5p ordinary | CFD | SHORT | 3,000 | 38.6650 GBP |
5p ordinary | CFD | SHORT | 1,810 | 38.7564 GBP |
5p ordinary | CFD | SHORT | 3,190 | 38.7564 GBP |
5p ordinary | CFD | SHORT | 3,000 | 38.7650 GBP |
5p ordinary | CFD | SHORT | 3,000 | 38.7750 GBP |
5p ordinary | CFD | SHORT | 300 | 38.7850 GBP |
5p ordinary | CFD | SHORT | 5,000 | 38.7947 GBP |
5p ordinary | CFD | SHORT | 16,000 | 38.8121 GBP |
5p ordinary | CFD | SHORT | 2,453 | 38.8366 GBP |
5p ordinary | CFD | SHORT | 35,000 | 38.8671 GBP |
5p ordinary | CFD | SHORT | 175,000 | 38.9279 GBP |
5p ordinary | CFD | SHORT | 5,000 | 38.9643 GBP |
5p ordinary | CFD | SHORT | 83 | 38.9820 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
5p ordinary | PUT | 10,000 | 3,400.0000 GBP |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 23 APRIL 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire