8th Dec 2022 11:15
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 07 December 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 127839 | 3.57610 GBP | 3.50900 GBP |
25p ordinary | Sell
| 88895 | 3.57600 GBP | 3.50900 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 532 | 3.574382 GBP |
25p ordinary | CFD
| Long | 8546 | 3.55347 GBP |
25p ordinary | CFD
| Long | 3722 | 3.576 GBP |
25p ordinary | CFD
| Long | 4595 | 3.557913 GBP |
25p ordinary | CFD
| Short | 29 | 3.5669735 GBP |
25p ordinary | CFD
| Short | 1229 | 3.569432 GBP |
25p ordinary | CFD
| Short | 28 | 3.565 GBP |
25p ordinary | CFD
| Short | 662 | 3.57610271903323 GBP |
25p ordinary | CFD
| Short | 1649 | 3.570345 GBP |
25p ordinary | CFD
| Short | 212 | 3.570357 GBP |
25p ordinary | CFD
| Short | 157 | 3.56671872292994 GBP |
25p ordinary | CFD
| Short | 60 | 3.56483333333333 GBP |
25p ordinary | CFD
| Short | 9124 | 3.57610039456379 GBP |
25p ordinary | CFD
| Short | 39 | 3.56671708974359 GBP |
25p ordinary | CFD
| Short | 2258 | 3.57609831709477 GBP |
25p ordinary | CFD
| Short | 453 | 3.545133 GBP |
25p ordinary | CFD
| Short | 155 | 3.53131878548387 GBP |
25p ordinary | CFD
| Short | 101 | 3.56667647029703 GBP |
25p ordinary | CFD
| Short | 39 | 3.56487179487179 GBP |
25p ordinary | CFD
| Short | 5933 | 3.57609978088657 GBP |
25p ordinary | CFD
| Short | 953 | 3.576 GBP |
25p ordinary | CFD
| Short | 713 | 3.542 GBP |
25p ordinary | CFD
| Short | 2007 | 3.563299 GBP |
25p ordinary | CFD
| Short | 197 | 3.5667196928934 GBP |
25p ordinary | CFD
| Short | 77 | 3.56480519480519 GBP |
25p ordinary | CFD
| Short | 11542 | 3.57610032923237 GBP |
25p ordinary | CFD
| Short | 166 | 3.51626506024096 GBP |
25p ordinary | CFD
| Short | 4834 | 3.55459040132396 GBP |
25p ordinary | CFD
| Short | 1050 | 3.57610476190476 GBP |
25p ordinary | CFD
| Short | 6086 | 3.545132 GBP |
25p ordinary | CFD
| Short | 1964 | 3.53131208421589 GBP |
25p ordinary | CFD
| Short | 79 | 3.53132368544304 GBP |
25p ordinary | CFD
| Short | 229 | 3.545131 GBP |
25p ordinary | CFD
| Short | 120 | 3.53132685 GBP |
25p ordinary | CFD
| Short | 242 | 3.575992 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 08 December 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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