20th Dec 2022 11:46
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 19 December 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 47888 | 3.64200 GBP | 3.48198 GBP |
25p ordinary | Sell
| 91076 | 3.64200 GBP | 3.48198 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 453 | 3.626 GBP |
25p ordinary | CFD
| Long | 1436 | 3.631862 GBP |
25p ordinary | CFD
| Long | 1219 | 3.496044 GBP |
25p ordinary | CFD
| Long | 3421 | 3.634 GBP |
25p ordinary | CFD
| Long | 14638 | 3.622156 GBP |
25p ordinary | CFD
| Long | 905 | 3.538265 GBP |
25p ordinary | CFD
| Long | 488 | 3.592 GBP |
25p ordinary | CFD
| Long | 612 | 3.522 GBP |
25p ordinary | CFD
| Long | 23 | 3.627637 GBP |
25p ordinary | CFD
| Long | 22 | 3.626391 GBP |
25p ordinary | CFD
| Long | 910 | 3.57049 GBP |
25p ordinary | CFD
| Long | 1789 | 3.610717 GBP |
25p ordinary | CFD
| Long | 25000 | 3.5406120012 GBP |
25p ordinary | CFD
| Long | 3000 | 3.62912666666667 GBP |
25p ordinary | CFD
| Long | 765 | 3.51975163398693 GBP |
25p ordinary | CFD
| Long | 5235 | 3.55113085004776 GBP |
25p ordinary | CFD
| Long | 2395 | 3.5108797 GBP |
25p ordinary | CFD
| Long | 3 | 3.633333 GBP |
25p ordinary | CFD
| Long | 1414 | 3.59796 GBP |
25p ordinary | CFD
| Long | 793 | 3.633898 GBP |
25p ordinary | CFD
| Long | 30 | 3.621638 GBP |
25p ordinary | CFD
| Long | 267 | 3.626161 GBP |
25p ordinary | CFD
| Long | 1 | 3.58 GBP |
25p ordinary | CFD
| Long | 17 | 3.62595 GBP |
25p ordinary | CFD
| Long | 530 | 3.588 GBP |
25p ordinary | CFD
| Long | 467 | 3.611991 GBP |
25p ordinary | CFD
| Long | 254 | 3.634016 GBP |
25p ordinary | CFD
| Long | 306 | 3.591993 GBP |
25p ordinary | CFD
| Long | 266 | 3.591992 GBP |
25p ordinary | CFD
| Long | 587 | 3.614003 GBP |
25p ordinary | CFD
| Long | 402 | 3.51199 GBP |
25p ordinary | CFD
| Long | 478 | 3.616444 GBP |
25p ordinary | CFD
| Long | 460 | 3.572 GBP |
25p ordinary | CFD
| Long | 13 | 3.625353 GBP |
25p ordinary | CFD
| Short | 5052 | 3.634 GBP |
25p ordinary | CFD
| Short | 254 | 3.556024 GBP |
25p ordinary | CFD
| Short | 2 | 3.635 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 20 December 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SHB.L