6th Oct 2022 11:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 05 October 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 67953 | 3.78935 GBP | 3.52742 GBP |
25p ordinary | Sell
| 70515 | 3.66600 GBP | 3.52230 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 1450 | 3.55826344896552 GBP |
25p ordinary | CFD
| Long | 1 | 3.597946 GBP |
25p ordinary | CFD
| Long | 12 | 3.552667 GBP |
25p ordinary | CFD
| Long | 6 | 3.558333 GBP |
25p ordinary | CFD
| Long | 1659 | 3.558 GBP |
25p ordinary | CFD
| Long | 1492 | 3.546609 GBP |
25p ordinary | CFD
| Long | 2089 | 3.55782192484442 GBP |
25p ordinary | CFD
| Long | 1329 | 3.55940255906697 GBP |
25p ordinary | CFD
| Long | 112 | 3.55067857142857 GBP |
25p ordinary | CFD
| Long | 56308 | 3.560588 GBP |
25p ordinary | CFD
| Short | 102 | 3.587846 GBP |
25p ordinary | CFD
| Short | 176 | 3.599684 GBP |
25p ordinary | CFD
| Short | 31 | 3.56451612903226 GBP |
25p ordinary | CFD
| Short | 521 | 3.61047984644914 GBP |
25p ordinary | CFD
| Short | 1162 | 3.5799 GBP |
25p ordinary | CFD
| Short | 80 | 3.558125 GBP |
25p ordinary | CFD
| Short | 2 | 3.565 GBP |
25p ordinary | CFD
| Short | 70 | 3.60371428571429 GBP |
25p ordinary | CFD
| Short | 158 | 3.576826 GBP |
25p ordinary | CFD
| Short | 6 | 3.586713 GBP |
25p ordinary | CFD
| Short | 1365 | 3.55810256410256 GBP |
25p ordinary | CFD
| Short | 45 | 3.56666666666667 GBP |
25p ordinary | CFD
| Short | 1031 | 3.60846750727449 GBP |
25p ordinary | CFD
| Short | 48 | 3.544375 GBP |
25p ordinary | CFD
| Short | 2701 | 3.57753 GBP |
25p ordinary | CFD
| Short | 158 | 3.589394 GBP |
25p ordinary | CFD
| Short | 1439 | 3.55810284920083 GBP |
25p ordinary | CFD
| Short | 42 | 3.56595238095238 GBP |
25p ordinary | CFD
| Short | 1037 | 3.60828351012536 GBP |
25p ordinary | CFD
| Short | 49 | 3.54428571428571 GBP |
25p ordinary | CFD
| Short | 2753 | 3.576971 GBP |
25p ordinary | CFD
| Short | 151 | 3.589264 GBP |
25p ordinary | CFD
| Short | 2002 | 3.570245 GBP |
25p ordinary | CFD
| Short | 1006 | 3.5581013916501 GBP |
25p ordinary | CFD
| Short | 47 | 3.56425531914894 GBP |
25p ordinary | CFD
| Short | 466 | 3.60575107296137 GBP |
25p ordinary | CFD
| Short | 33 | 3.54424242424242 GBP |
25p ordinary | CFD
| Short | 2000 | 3.569214 GBP |
25p ordinary | CFD
| Short | 126 | 3.579013 GBP |
25p ordinary | CFD
| Short | 289 | 3.55809688581315 GBP |
25p ordinary | CFD
| Short | 14 | 3.56428571428571 GBP |
25p ordinary | CFD
| Short | 133 | 3.60616541353383 GBP |
25p ordinary | CFD
| Short | 10 | 3.544 GBP |
25p ordinary | CFD
| Short | 5000 | 3.567632 GBP |
25p ordinary | CFD
| Short | 4689 | 3.558 GBP |
25p ordinary | CFD
| Short | 3450 | 3.52743 GBP |
25p ordinary | CFD
| Short | 2179 | 3.539417 GBP |
25p ordinary | CFD
| Short | 76 | 3.545002 GBP |
25p ordinary | CFD
| Short | 11583 | 3.56371959 GBP |
25p ordinary | CFD
| Short | 20749 | 3.56843366 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 06 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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