16th Sep 2022 09:47
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 15 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 58780 | 4.24069 GBP | 3.95806 GBP |
25p ordinary | Sell
| 102730 | 4.03240 GBP | 3.95807 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 3392 | 3.95807193396226 GBP |
25p ordinary | CFD
| Long | 2608 | 4.0161004601227 GBP |
25p ordinary | CFD
| Long | 10335 | 4.032 GBP |
25p ordinary | CFD
| Long | 3041 | 3.979 GBP |
25p ordinary | CFD
| Long | 872 | 3.985 GBP |
25p ordinary | CFD
| Long | 2991 | 4.014238 GBP |
25p ordinary | CFD
| Long | 1061 | 4.01854814 GBP |
25p ordinary | CFD
| Short | 1 | 3.996046 GBP |
25p ordinary | CFD
| Short | 260 | 3.979585 GBP |
25p ordinary | CFD
| Short | 5 | 3.976 GBP |
25p ordinary | CFD
| Short | 698 | 4.03210601719198 GBP |
25p ordinary | CFD
| Short | 148 | 3.992967 GBP |
25p ordinary | CFD
| Short | 35 | 3.993186 GBP |
25p ordinary | CFD
| Short | 1534 | 3.969754 GBP |
25p ordinary | CFD
| Short | 52 | 3.97634615384615 GBP |
25p ordinary | CFD
| Short | 10177 | 4.0321126068586 GBP |
25p ordinary | CFD
| Short | 32 | 3.989399 GBP |
25p ordinary | CFD
| Short | 349 | 3.991332 GBP |
25p ordinary | CFD
| Short | 2166 | 3.956486611265 GBP |
25p ordinary | CFD
| Short | 2010 | 4.0321144278607 GBP |
25p ordinary | CFD
| Short | 77 | 3.993157 GBP |
25p ordinary | CFD
| Short | 284 | 3.997611 GBP |
25p ordinary | CFD
| Short | 114 | 3.97640350877193 GBP |
25p ordinary | CFD
| Short | 21975 | 4.03211285551763 GBP |
25p ordinary | CFD
| Short | 92 | 3.991352 GBP |
25p ordinary | CFD
| Short | 580 | 3.9565 GBP |
25p ordinary | CFD
| Short | 46 | 3.993145 GBP |
25p ordinary | CFD
| Short | 183 | 3.992945 GBP |
25p ordinary | CFD
| Short | 64 | 3.97640625 GBP |
25p ordinary | CFD
| Short | 12636 | 4.03211301044634 GBP |
25p ordinary | CFD
| Short | 538 | 4.03211895910781 GBP |
25p ordinary | CFD
| Short | 2238 | 4.03280607685433 GBP |
25p ordinary | CFD
| Short | 50 | 3.97948 GBP |
25p ordinary | CFD
| Short | 11 | 3.992399 GBP |
25p ordinary | CFD
| Short | 10 | 3.987199 GBP |
25p ordinary | CFD
| Short | 1176 | 3.993895 GBP |
25p ordinary | CFD
| Short | 130 | 4.032 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 16 September 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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