7th Dec 2022 10:23
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 06 December 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 78062 | 3.57831 GBP | 3.48278 GBP |
25p ordinary | Sell
| 43849 | 3.57831 GBP | 3.48278 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 97 | 3.539299 GBP |
25p ordinary | CFD
| Long | 33 | 3.549333 GBP |
25p ordinary | CFD
| Long | 1057 | 3.556515 GBP |
25p ordinary | CFD
| Long | 6720 | 3.536185 GBP |
25p ordinary | CFD
| Long | 634 | 3.562 GBP |
25p ordinary | CFD
| Long | 23 | 3.562174 GBP |
25p ordinary | CFD
| Short | 303 | 3.526758 GBP |
25p ordinary | CFD
| Short | 588 | 3.524182 GBP |
25p ordinary | CFD
| Short | 632 | 3.524247 GBP |
25p ordinary | CFD
| Short | 517 | 3.53214700193424 GBP |
25p ordinary | CFD
| Short | 5047 | 3.56210025757876 GBP |
25p ordinary | CFD
| Short | 804 | 3.56271144278607 GBP |
25p ordinary | CFD
| Short | 1000 | 3.532 GBP |
25p ordinary | CFD
| Short | 9000 | 3.53327888888889 GBP |
25p ordinary | CFD
| Short | 54 | 3.530106 GBP |
25p ordinary | CFD
| Short | 123 | 3.534261 GBP |
25p ordinary | CFD
| Short | 72 | 3.522352 GBP |
25p ordinary | CFD
| Short | 200 | 3.53535 GBP |
25p ordinary | CFD
| Short | 3599 | 3.56210058349542 GBP |
25p ordinary | CFD
| Short | 29 | 3.526666 GBP |
25p ordinary | CFD
| Short | 364 | 3.524429 GBP |
25p ordinary | CFD
| Short | 14 | 3.52926468 GBP |
25p ordinary | CFD
| Short | 60 | 3.524256 GBP |
25p ordinary | CFD
| Short | 50 | 3.5322 GBP |
25p ordinary | CFD
| Short | 484 | 3.56210743801653 GBP |
25p ordinary | CFD
| Short | 12 | 3.535 GBP |
25p ordinary | CFD
| Short | 218 | 3.56211009174312 GBP |
25p ordinary | CFD
| Short | 7 | 3.53571428571429 GBP |
25p ordinary | CFD
| Short | 143 | 3.5620979020979 GBP |
25p ordinary | CFD
| Short | 19 | 3.526605 GBP |
25p ordinary | CFD
| Short | 33 | 3.524063 GBP |
25p ordinary | CFD
| Short | 499 | 3.524194 GBP |
25p ordinary | CFD
| Short | 19 | 3.52989644421053 GBP |
25p ordinary | CFD
| Short | 30 | 3.53233333333333 GBP |
25p ordinary | CFD
| Short | 288 | 3.56208333333333 GBP |
25p ordinary | CFD
| Short | 59 | 3.526724 GBP |
25p ordinary | CFD
| Short | 54 | 3.53000555481481 GBP |
25p ordinary | CFD
| Short | 117 | 3.524222 GBP |
25p ordinary | CFD
| Short | 124 | 3.524158 GBP |
25p ordinary | CFD
| Short | 105 | 3.53219047619048 GBP |
25p ordinary | CFD
| Short | 1005 | 3.56209950248756 GBP |
25p ordinary | CFD
| Short | 15 | 3.53533333333333 GBP |
25p ordinary | CFD
| Short | 283 | 3.56208480565371 GBP |
25p ordinary | CFD
| Short | 280 | 3.53016476 GBP |
25p ordinary | CFD
| Short | 240 | 3.526763 GBP |
25p ordinary | CFD
| Short | 499 | 3.524245 GBP |
25p ordinary | CFD
| Short | 408 | 3.5321568627451 GBP |
25p ordinary | CFD
| Short | 3990 | 3.56210025062657 GBP |
25p ordinary | CFD
| Short | 80 | 3.52901468 GBP |
25p ordinary | CFD
| Short | 162 | 3.52677 GBP |
25p ordinary | CFD
| Short | 339 | 3.524252 GBP |
25p ordinary | CFD
| Short | 277 | 3.53212996389892 GBP |
25p ordinary | CFD
| Short | 2701 | 3.56209922251018 GBP |
25p ordinary | CFD
| Short | 205 | 3.533259 GBP |
25p ordinary | CFD
| Short | 10695 | 3.562 GBP |
25p ordinary | CFD
| Short | 1652 | 3.503036 GBP |
25p ordinary | CFD
| Short | 4876 | 3.549571 GBP |
25p ordinary | CFD
| Short | 353 | 3.53015980249292 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 07 December 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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