11th Aug 2022 10:06
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 10 August 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Capital & Counties Properties plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 317,561
173,443 | 4.8860 GBP
4.8800 GBP | 4.7720 GBP
4.7680 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
| 171
269
1,595 351 4 9,332 2,618 104 129 161 2,581 4,377 431 41 1,233 208 170 42 4 75 22 6,132 841 1,239 1,000 11 24 177 9,025 272 33 118 150 16,223 6 9 20,597 3,123 28,805 1 730 400 30 2,031 263 58 390 2,897 130
679 8,734
235 1,872 1,103 2,351 7,975 1,740 459 1,653 | 4.7680 GBP
4.8354 GBP
4.7720 GBP 4.7754 GBP 4.8080 GBP 4.8117 GBP 4.8155 GBP 4.8164 GBP 4.8169 GBP 4.8170 GBP 4.8173 GBP 4.8174 GBP 4.8175 GBP 4.8176 GBP 4.8177 GBP 4.8178 GBP 4.8184 GBP 4.8188 GBP 4.8190 GBP 4.8192 GBP 4.8193 GBP 4.8197 GBP 4.8198 GBP 4.8210 GBP 4.8215 GBP 4.8218 GBP 4.8219 GBP 4.8221 GBP 4.8222 GBP 4.8223 GBP 4.8250 GBP 4.8259 GBP 4.8261 GBP 4.8298 GBP 4.8322 GBP 4.8360 GBP 4.8361 GBP 4.8525 GBP 4.8544 GBP 4.8585 GBP 4.8616 GBP 4.8618 GBP 4.8623 GBP 4.8625 GBP 4.8626 GBP 4.8628 GBP 4.8633 GBP 4.8634 GBP 4.8636 GBP
4.8180 GBP 4.8360 GBP
4.7780 GBP 4.8129 GBP 4.8267 GBP 4.8359 GBP 4.8360 GBP 4.8372 GBP 4.8510 GBP 4.8560 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 11 August 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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