30th Nov 2022 11:40
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 29 November 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 320982 | 3.68200 GBP | 3.57600 GBP |
25p ordinary | Sell
| 182901 | 3.68200 GBP | 3.57600 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 6683 | 3.642 GBP |
25p ordinary | CFD
| Long | 963 | 3.624461 GBP |
25p ordinary | CFD
| Long | 5416 | 3.650063 GBP |
25p ordinary | CFD
| Long | 4037 | 3.635885 GBP |
25p ordinary | CFD
| Long | 7 | 3.619517 GBP |
25p ordinary | CFD
| Long | 917 | 3.635311 GBP |
25p ordinary | CFD
| Long | 4139 | 3.622516 GBP |
25p ordinary | CFD
| Short | 998 | 3.64273547094188 GBP |
25p ordinary | CFD
| Short | 2501 | 3.63661855257897 GBP |
25p ordinary | CFD
| Short | 9317 | 3.6329 GBP |
25p ordinary | CFD
| Short | 10127 | 3.63760146143972 GBP |
25p ordinary | CFD
| Short | 873 | 3.64399770904926 GBP |
25p ordinary | CFD
| Short | 36872 | 3.642 GBP |
25p ordinary | CFD
| Short | 798 | 3.639226 GBP |
25p ordinary | CFD
| Short | 26068 | 3.64062053 GBP |
25p ordinary | CFD
| Short | 1728 | 3.63668923611111 GBP |
25p ordinary | CFD
| Short | 32181 | 3.6294968 GBP |
25p ordinary | CFD
| Short | 555 | 3.654231 GBP |
25p ordinary | CFD
| Short | 379 | 3.654146 GBP |
25p ordinary | CFD
| Short | 297 | 3.636364 GBP |
25p ordinary | CFD
| Short | 101 | 3.607695 GBP |
25p ordinary | CFD
| Short | 2744 | 3.67411 GBP |
25p ordinary | CFD
| Short | 1734 | 3.64430527040369 GBP |
25p ordinary | CFD
| Short | 3003 | 3.64210123210123 GBP |
25p ordinary | CFD
| Short | 870 | 3.65166666666667 GBP |
25p ordinary | CFD
| Short | 1195 | 3.650784 GBP |
25p ordinary | CFD
| Short | 3607 | 3.6428617436845 GBP |
25p ordinary | CFD
| Short | 4820 | 3.64210165975104 GBP |
25p ordinary | CFD
| Short | 1069 | 3.65166510757717 GBP |
25p ordinary | CFD
| Short | 6834 | 3.62949946 GBP |
25p ordinary | CFD
| Short | 645 | 3.64323217023256 GBP |
25p ordinary | CFD
| Short | 927 | 3.64210355987055 GBP |
25p ordinary | CFD
| Short | 208 | 3.64286375846154 GBP |
25p ordinary | CFD
| Short | 280 | 3.64210714285714 GBP |
25p ordinary | CFD
| Short | 62 | 3.65161290322581 GBP |
25p ordinary | CFD
| Short | 2918 | 3.64286204961618 GBP |
25p ordinary | CFD
| Short | 3898 | 3.64210107747563 GBP |
25p ordinary | CFD
| Short | 865 | 3.65166473988439 GBP |
25p ordinary | CFD
| Short | 138 | 3.64308695652174 GBP |
25p ordinary | CFD
| Short | 238 | 3.64428220235294 GBP |
25p ordinary | CFD
| Short | 412 | 3.64211165048544 GBP |
25p ordinary | CFD
| Short | 92 | 3.65163043478261 GBP |
25p ordinary | CFD
| Short | 1612 | 3.64183870967742 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 30 November 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SHB.L