26th Sep 2022 11:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 23 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 91056 | 3.89239 GBP | 3.74000 GBP |
25p ordinary | Sell
| 121428 | 3.87000 GBP | 3.75600 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 41559 | 3.798 GBP |
25p ordinary | CFD
| Long | 252 | 3.744349 GBP |
25p ordinary | CFD
| Long | 5370 | 3.79839211 GBP |
25p ordinary | CFD
| Long | 16104 | 3.79778 GBP |
25p ordinary | CFD
| Long | 3600 | 3.807557 GBP |
25p ordinary | CFD
| Long | 1512 | 3.822861 GBP |
25p ordinary | CFD
| Long | 1521 | 3.793669 GBP |
25p ordinary | CFD
| Long | 27630 | 3.772 GBP |
25p ordinary | CFD
| Long | 6000 | 3.811105 GBP |
25p ordinary | CFD
| Short | 8263 | 3.745 GBP |
25p ordinary | CFD
| Short | 5027 | 3.80379829 GBP |
25p ordinary | CFD
| Short | 148 | 3.753173 GBP |
25p ordinary | CFD
| Short | 3687 | 3.85893165 GBP |
25p ordinary | CFD
| Short | 10211 | 3.7981059641563 GBP |
25p ordinary | CFD
| Short | 3 | 3.77666666666667 GBP |
25p ordinary | CFD
| Short | 2676 | 3.892389 GBP |
25p ordinary | CFD
| Short | 6751 | 3.79068 GBP |
25p ordinary | CFD
| Short | 2942 | 3.780761 GBP |
25p ordinary | CFD
| Short | 1408 | 3.77999940909091 GBP |
25p ordinary | CFD
| Short | 1276 | 3.784998 GBP |
25p ordinary | CFD
| Short | 2110 | 3.764753 GBP |
25p ordinary | CFD
| Short | 513 | 3.855785 GBP |
25p ordinary | CFD
| Short | 9423 | 3.79810569882203 GBP |
25p ordinary | CFD
| Short | 1 | 3.78 GBP |
25p ordinary | CFD
| Short | 6458 | 3.792825 GBP |
25p ordinary | CFD
| Short | 1371 | 3.799505 GBP |
25p ordinary | CFD
| Short | 1298 | 3.77999844607088 GBP |
25p ordinary | CFD
| Short | 608 | 3.857138 GBP |
25p ordinary | CFD
| Short | 561 | 3.79811051693405 GBP |
25p ordinary | CFD
| Short | 68 | 3.784488 GBP |
25p ordinary | CFD
| Short | 32 | 3.845011 GBP |
25p ordinary | CFD
| Short | 372 | 3.790151 GBP |
25p ordinary | CFD
| Short | 76 | 3.78002034210526 GBP |
25p ordinary | CFD
| Short | 13686 | 3.77127912 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 26 September 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SHB.L