17th Oct 2022 12:06
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 14 October 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 1062102 | 3.37598 GBP | 3.23901 GBP |
25p ordinary | Sell
| 837383 | 3.37598 GBP | 3.28599 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Short | 2841 | 3.3103252375924 GBP |
25p ordinary | CFD
| Short | 78521 | 3.33 GBP |
25p ordinary | CFD
| Short | 41350 | 3.2691 GBP |
25p ordinary | CFD
| Short | 61 | 3.239 GBP |
25p ordinary | CFD
| Short | 28000 | 3.32004142857143 GBP |
25p ordinary | CFD
| Short | 1000 | 3.2998 GBP |
25p ordinary | CFD
| Short | 7204 | 3.294 GBP |
25p ordinary | CFD
| Short | 5819 | 3.322529 GBP |
25p ordinary | CFD
| Short | 5407 | 3.321591 GBP |
25p ordinary | CFD
| Short | 13 | 3.32 GBP |
25p ordinary | CFD
| Short | 16 | 3.29375 GBP |
25p ordinary | CFD
| Short | 1935 | 3.31049509043928 GBP |
25p ordinary | CFD
| Short | 1531 | 3.33447 GBP |
25p ordinary | CFD
| Short | 720 | 3.29729166666667 GBP |
25p ordinary | CFD
| Short | 3194 | 3.350101 GBP |
25p ordinary | CFD
| Short | 3379 | 3.324332 GBP |
25p ordinary | CFD
| Short | 439 | 3.364265 GBP |
25p ordinary | CFD
| Short | 686 | 3.32179331658892 GBP |
25p ordinary | CFD
| Short | 1300 | 3.29409230769231 GBP |
25p ordinary | CFD
| Short | 6582 | 3.29688088726831 GBP |
25p ordinary | CFD
| Short | 278 | 3.29410071942446 GBP |
25p ordinary | CFD
| Short | 288 | 3.32418725444444 GBP |
25p ordinary | CFD
| Short | 554 | 3.29409747292419 GBP |
25p ordinary | CFD
| Short | 36 | 3.30027777777778 GBP |
25p ordinary | CFD
| Short | 289 | 3.32163490546713 GBP |
25p ordinary | CFD
| Short | 7630 | 3.29409174311927 GBP |
25p ordinary | CFD
| Short | 507 | 3.30033530571992 GBP |
25p ordinary | CFD
| Short | 3957 | 3.32167494046247 GBP |
25p ordinary | CFD
| Short | 9508 | 3.29409234328986 GBP |
25p ordinary | CFD
| Short | 631 | 3.30033280507132 GBP |
25p ordinary | CFD
| Short | 4931 | 3.32167168769621 GBP |
25p ordinary | CFD
| Short | 151 | 3.31931125827815 GBP |
25p ordinary | CFD
| Short | 919 | 3.29688792165397 GBP |
25p ordinary | CFD
| Short | 38 | 3.29421052631579 GBP |
25p ordinary | CFD
| Short | 39 | 3.32432090974359 GBP |
25p ordinary | CFD
| Short | 1807 | 3.31021250691754 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 17 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SHB.L