14th Oct 2022 11:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 13 October 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 1006614 | 3.35400 GBP | 3.23801 GBP |
25p ordinary | Sell
| 630928 | 3.35400 GBP | 3.23801 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 705 | 3.28842 GBP |
25p ordinary | CFD
| Long | 148 | 3.264 GBP |
25p ordinary | CFD
| Short | 123 | 3.31130081300813 GBP |
25p ordinary | CFD
| Short | 236 | 3.318329 GBP |
25p ordinary | CFD
| Short | 8108 | 3.252325 GBP |
25p ordinary | CFD
| Short | 51 | 3.291276 GBP |
25p ordinary | CFD
| Short | 1957 | 3.262506 GBP |
25p ordinary | CFD
| Short | 1210 | 3.244616 GBP |
25p ordinary | CFD
| Short | 336 | 3.3198768947619 GBP |
25p ordinary | CFD
| Short | 3444 | 3.26409117305459 GBP |
25p ordinary | CFD
| Short | 1693 | 3.31100413467218 GBP |
25p ordinary | CFD
| Short | 4623 | 3.31998624378109 GBP |
25p ordinary | CFD
| Short | 3227 | 3.319055 GBP |
25p ordinary | CFD
| Short | 702 | 3.291981 GBP |
25p ordinary | CFD
| Short | 3529 | 3.26409181071125 GBP |
25p ordinary | CFD
| Short | 241 | 3.25381742738589 GBP |
25p ordinary | CFD
| Short | 102 | 3.258189 GBP |
25p ordinary | CFD
| Short | 9371 | 3.34335897633657 GBP |
25p ordinary | CFD
| Short | 1847 | 3.296892 GBP |
25p ordinary | CFD
| Short | 47858 | 3.306219 GBP |
25p ordinary | CFD
| Short | 491 | 3.26409368635438 GBP |
25p ordinary | CFD
| Short | 34 | 3.25382352941176 GBP |
25p ordinary | CFD
| Short | 256 | 3.297083 GBP |
25p ordinary | CFD
| Short | 13 | 3.257515 GBP |
25p ordinary | CFD
| Short | 1306 | 3.34332007006126 GBP |
25p ordinary | CFD
| Short | 15000 | 3.31046333333333 GBP |
25p ordinary | CFD
| Short | 1308 | 3.264 GBP |
25p ordinary | CFD
| Short | 7814 | 3.27686732 GBP |
25p ordinary | CFD
| Short | 149712 | 3.31249679384418 GBP |
25p ordinary | CFD
| Short | 51087 | 3.31249672127939 GBP |
25p ordinary | CFD
| Short | 23890 | 3.284653 GBP |
25p ordinary | CFD
| Short | 19330 | 3.262809 GBP |
25p ordinary | CFD
| Short | 4 | 3.265 GBP |
25p ordinary | CFD
| Short | 4292 | 3.26409133271202 GBP |
25p ordinary | CFD
| Short | 2112 | 3.31096590909091 GBP |
25p ordinary | CFD
| Short | 5758 | 3.32000264987843 GBP |
25p ordinary | CFD
| Short | 4025 | 3.319048 GBP |
25p ordinary | CFD
| Short | 875 | 3.291911 GBP |
25p ordinary | CFD
| Short | 911 | 3.26409440175631 GBP |
25p ordinary | CFD
| Short | 305 | 3.30688524590164 GBP |
25p ordinary | CFD
| Short | 123 | 3.289718 GBP |
25p ordinary | CFD
| Short | 1668 | 3.33273115143885 GBP |
25p ordinary | CFD
| Short | 716 | 3.313366 GBP |
25p ordinary | CFD
| Short | 250 | 3.26408 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 14 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SHB.L