6th Oct 2022 11:58
This announcement replaces the previous RNS announcement 0158B released at 11:16 on the 28th September 2022. Amendments to sections 2a and 2b. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 27 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 103663 | 3.60399 GBP | 3.45000 GBP |
25p ordinary | Sell
| 50538 | 3.60399 GBP | 3.45000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 11853 | 3.45 GBP |
25p ordinary | CFD
| Long | 3923 | 3.517141 GBP |
25p ordinary | CFD
| Long | 534 | 3.51 GBP |
25p ordinary | CFD
| Long | 3786 | 3.521704 GBP |
25p ordinary | CFD
| Long | 4680 | 3.508757 GBP |
25p ordinary | CFD
| Long | 1235 | 3.583887 GBP |
25p ordinary | CFD
| Long | 71 | 3.463606 GBP |
25p ordinary | CFD
| Long | 5936 | 3.60096415 GBP |
25p ordinary | CFD
| Long | 11781 | 3.488678 GBP |
25p ordinary | CFD
| Short | 5000 | 3.577624 GBP |
25p ordinary | CFD
| Short | 3972 | 3.485531 GBP |
25p ordinary | CFD
| Short | 315 | 3.563911 GBP |
25p ordinary | CFD
| Short | 4097 | 3.45009763241396 GBP |
25p ordinary | CFD
| Short | 2161 | 3.51282276723739 GBP |
25p ordinary | CFD
| Short | 444 | 3.57267667972973 GBP |
25p ordinary | CFD
| Short | 439 | 3.496103 GBP |
25p ordinary | CFD
| Short | 1036 | 3.536906 GBP |
25p ordinary | CFD
| Short | 3404 | 3.534907 GBP |
25p ordinary | CFD
| Short | 92 | 3.530419 GBP |
25p ordinary | CFD
| Short | 329 | 3.584358 GBP |
25p ordinary | CFD
| Short | 604 | 3.581716 GBP |
25p ordinary | CFD
| Short | 158 | 3.514351 GBP |
25p ordinary | CFD
| Short | 279 | 3.45010752688172 GBP |
25p ordinary | CFD
| Short | 150 | 3.51266666666667 GBP |
25p ordinary | CFD
| Short | 30 | 3.496181 GBP |
25p ordinary | CFD
| Short | 28 | 3.57554902714286 GBP |
25p ordinary | CFD
| Short | 5 | 3.525978 GBP |
25p ordinary | CFD
| Short | 68 | 3.537813 GBP |
25p ordinary | CFD
| Short | 5178 | 3.4500965623793 GBP |
25p ordinary | CFD
| Short | 2527 | 3.51388207360507 GBP |
25p ordinary | CFD
| Short | 756 | 3.495966 GBP |
25p ordinary | CFD
| Short | 712 | 3.57932959606742 GBP |
25p ordinary | CFD
| Short | 1589 | 3.543195 GBP |
25p ordinary | CFD
| Short | 140 | 3.539183 GBP |
25p ordinary | CFD
| Short | 5087 | 3.45009632396304 GBP |
25p ordinary | CFD
| Short | 2684 | 3.51282041728763 GBP |
25p ordinary | CFD
| Short | 551 | 3.5727667276951 GBP |
25p ordinary | CFD
| Short | 544 | 3.496098 GBP |
25p ordinary | CFD
| Short | 1286 | 3.536907 GBP |
25p ordinary | CFD
| Short | 115 | 3.529617 GBP |
25p ordinary | CFD
| Short | 27630 | 3.78935324 GBP |
25p ordinary | CFD
| Short | 27630 | 3.78935324 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 06 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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