16th Sep 2022 09:48
This announcement replaces the previous RNS announcement 6093Z released at 10:41 on the 15th September 2022. Amendments to sections 2a and 2b. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 14 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 171251 | 4.03197 GBP | 3.95081 GBP |
25p ordinary | Sell
| 23105 | 4.03197 GBP | 3.95154 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 1000 | 3.96675 GBP |
25p ordinary | CFD
| Long | 261 | 3.98970492 GBP |
25p ordinary | CFD
| Long | 266 | 3.97 GBP |
25p ordinary | CFD
| Long | 1705 | 3.951548 GBP |
25p ordinary | CFD
| Short | 16 | 3.96625 GBP |
25p ordinary | CFD
| Short | 278 | 3.97010791366906 GBP |
25p ordinary | CFD
| Short | 180 | 3.954566 GBP |
25p ordinary | CFD
| Short | 18 | 3.944394 GBP |
25p ordinary | CFD
| Short | 140 | 3.952158 GBP |
25p ordinary | CFD
| Short | 22 | 3.969119 GBP |
25p ordinary | CFD
| Short | 12 | 4.013012 GBP |
25p ordinary | CFD
| Short | 28 | 3.97012061714286 GBP |
25p ordinary | CFD
| Short | 228 | 3.96600877192982 GBP |
25p ordinary | CFD
| Short | 4078 | 3.97011034820991 GBP |
25p ordinary | CFD
| Short | 182 | 4.014917 GBP |
25p ordinary | CFD
| Short | 436 | 3.97036861486239 GBP |
25p ordinary | CFD
| Short | 2691 | 3.954901 GBP |
25p ordinary | CFD
| Short | 787 | 3.96599745870394 GBP |
25p ordinary | CFD
| Short | 14086 | 3.97011074826068 GBP |
25p ordinary | CFD
| Short | 338 | 4.012768 GBP |
25p ordinary | CFD
| Short | 1624 | 3.97312241349754 GBP |
25p ordinary | CFD
| Short | 9478 | 3.955993 GBP |
25p ordinary | CFD
| Short | 139 | 4.016344 GBP |
25p ordinary | CFD
| Short | 5045 | 3.97 GBP |
25p ordinary | CFD
| Short | 3784 | 3.95082 GBP |
25p ordinary | CFD
| Short | 1141 | 3.968654 GBP |
25p ordinary | CFD
| Short | 3709 | 3.967602 GBP |
25p ordinary | CFD
| Short | 575 | 3.975783 GBP |
25p ordinary | CFD
| Short | 426 | 3.96598591549296 GBP |
25p ordinary | CFD
| Short | 2540 | 3.97011023622047 GBP |
25p ordinary | CFD
| Short | 182 | 4.004761 GBP |
25p ordinary | CFD
| Short | 310 | 3.97039845741935 GBP |
25p ordinary | CFD
| Short | 1815 | 3.955937 GBP |
25p ordinary | CFD
| Short | 194 | 3.96536082474227 GBP |
25p ordinary | CFD
| Short | 1840 | 3.97079347826087 GBP |
25p ordinary | CFD
| Short | 31619 | 3.969211 GBP |
25p ordinary | CFD
| Short | 3041 | 3.96252812 GBP |
25p ordinary | CFD
| Short | 5063 | 3.97011060635987 GBP |
25p ordinary | CFD
| Short | 226 | 4.014838 GBP |
25p ordinary | CFD
| Short | 543 | 3.97038412069982 GBP |
25p ordinary | CFD
| Short | 3339 | 3.954899 GBP |
25p ordinary | CFD
| Short | 38 | 3.96605263157895 GBP |
25p ordinary | CFD
| Short | 680 | 3.97011764705882 GBP |
25p ordinary | CFD
| Short | 489 | 3.955979 GBP |
25p ordinary | CFD
| Short | 82 | 3.97045087756098 GBP |
25p ordinary | CFD
| Short | 24647 | 3.96219986 GBP |
25p ordinary | CFD
| Short | 34692 | 4.24069987 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 16 September 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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