4th Oct 2022 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 03 October 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 123956 | 3.76400 GBP | 3.64900 GBP |
25p ordinary | Sell
| 112851 | 3.71769 GBP | 3.64599 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 373 | 3.6572654155496 GBP |
25p ordinary | CFD
| Long | 3343 | 3.689162 GBP |
25p ordinary | CFD
| Long | 202 | 3.6974453 GBP |
25p ordinary | CFD
| Long | 439 | 3.6580000022779 GBP |
25p ordinary | CFD
| Long | 634 | 3.706 GBP |
25p ordinary | CFD
| Long | 2172 | 3.67481860082873 GBP |
25p ordinary | CFD
| Long | 163 | 3.67646625766871 GBP |
25p ordinary | CFD
| Long | 2083 | 3.6745314450312 GBP |
25p ordinary | CFD
| Long | 1667 | 3.666163 GBP |
25p ordinary | CFD
| Long | 55 | 3.65727272727273 GBP |
25p ordinary | CFD
| Long | 1 | 3.661945 GBP |
25p ordinary | CFD
| Long | 3 | 3.656667 GBP |
25p ordinary | CFD
| Long | 153 | 3.65725490196078 GBP |
25p ordinary | CFD
| Long | 39024 | 3.688962 GBP |
25p ordinary | CFD
| Long | 1039 | 3.65726660250241 GBP |
25p ordinary | CFD
| Short | 2000 | 3.671425 GBP |
25p ordinary | CFD
| Short | 14019 | 3.658 GBP |
25p ordinary | CFD
| Short | 5748 | 3.682418 GBP |
25p ordinary | CFD
| Short | 4074 | 3.666499 GBP |
25p ordinary | CFD
| Short | 64 | 3.698313 GBP |
25p ordinary | CFD
| Short | 5322 | 3.678051 GBP |
25p ordinary | CFD
| Short | 4000 | 3.688 GBP |
25p ordinary | CFD
| Short | 634 | 3.729653 GBP |
25p ordinary | CFD
| Short | 4724 | 3.65810118543607 GBP |
25p ordinary | CFD
| Short | 1219 | 3.68237079573421 GBP |
25p ordinary | CFD
| Short | 360 | 3.68952777777778 GBP |
25p ordinary | CFD
| Short | 88 | 3.66727272727273 GBP |
25p ordinary | CFD
| Short | 29 | 3.692369 GBP |
25p ordinary | CFD
| Short | 1397 | 3.657231 GBP |
25p ordinary | CFD
| Short | 590 | 3.708705 GBP |
25p ordinary | CFD
| Short | 595 | 3.69368412243697 GBP |
25p ordinary | CFD
| Short | 344 | 3.688921 GBP |
25p ordinary | CFD
| Short | 706 | 3.65810198300283 GBP |
25p ordinary | CFD
| Short | 85 | 3.68235294117647 GBP |
25p ordinary | CFD
| Short | 6 | 3.66833333333333 GBP |
25p ordinary | CFD
| Short | 55 | 3.68981818181818 GBP |
25p ordinary | CFD
| Short | 51 | 3.69468902156863 GBP |
25p ordinary | CFD
| Short | 33 | 3.688926 GBP |
25p ordinary | CFD
| Short | 7611 | 3.6581014321377 GBP |
25p ordinary | CFD
| Short | 546 | 3.69071428571429 GBP |
25p ordinary | CFD
| Short | 10 | 3.68 GBP |
25p ordinary | CFD
| Short | 223 | 3.688085 GBP |
25p ordinary | CFD
| Short | 192 | 3.69799093333333 GBP |
25p ordinary | CFD
| Short | 1514 | 3.68237120211361 GBP |
25p ordinary | CFD
| Short | 6269 | 3.65810177061732 GBP |
25p ordinary | CFD
| Short | 476 | 3.68960084033613 GBP |
25p ordinary | CFD
| Short | 109 | 3.66743119266055 GBP |
25p ordinary | CFD
| Short | 750 | 3.69373803 GBP |
25p ordinary | CFD
| Short | 440 | 3.688827 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 04 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SHB.L