7th Sep 2022 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 06 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 101549 | 4.06011 GBP | 4.01000 GBP |
25p ordinary | Sell
| 28709 | 4.06000 GBP | 4.03600 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 4334 | 4.06 GBP |
25p ordinary | CFD
| Long | 16 | 4.036 GBP |
25p ordinary | CFD
| Short | 541 | 4.04100733138632 GBP |
25p ordinary | CFD
| Short | 250 | 4.040615 GBP |
25p ordinary | CFD
| Short | 777 | 4.048405 GBP |
25p ordinary | CFD
| Short | 41 | 4.0380487804878 GBP |
25p ordinary | CFD
| Short | 23 | 4.02782608695652 GBP |
25p ordinary | CFD
| Short | 458 | 4.06010917030568 GBP |
25p ordinary | CFD
| Short | 7 | 4.03857142857143 GBP |
25p ordinary | CFD
| Short | 3 | 4.03333333333333 GBP |
25p ordinary | CFD
| Short | 2125 | 4.050405 GBP |
25p ordinary | CFD
| Short | 51 | 4.030161 GBP |
25p ordinary | CFD
| Short | 5775 | 4.04995295 GBP |
25p ordinary | CFD
| Short | 7204 | 4.06011382565242 GBP |
25p ordinary | CFD
| Short | 105 | 4.03895238095238 GBP |
25p ordinary | CFD
| Short | 52 | 4.03211538461538 GBP |
25p ordinary | CFD
| Short | 247 | 4.039798 GBP |
25p ordinary | CFD
| Short | 293 | 4.0601023890785 GBP |
25p ordinary | CFD
| Short | 4 | 4.0375 GBP |
25p ordinary | CFD
| Short | 3 | 4.03 GBP |
25p ordinary | CFD
| Short | 595 | 4.06011764705882 GBP |
25p ordinary | CFD
| Short | 9 | 4.03888888888889 GBP |
25p ordinary | CFD
| Short | 4 | 4.0325 GBP |
25p ordinary | CFD
| Short | 9000 | 4.04629888888889 GBP |
25p ordinary | CFD
| Short | 3000 | 4.05669333333333 GBP |
25p ordinary | CFD
| Short | 2187 | 4.056914 GBP |
25p ordinary | CFD
| Short | 3152 | 4.030202 GBP |
25p ordinary | CFD
| Short | 3116 | 4.054291 GBP |
25p ordinary | CFD
| Short | 2 | 4.06 GBP |
25p ordinary | CFD
| Short | 2024 | 4.043373 GBP |
25p ordinary | CFD
| Short | 19769 | 4.06011381455815 GBP |
25p ordinary | CFD
| Short | 1943 | 4.03764796706125 GBP |
25p ordinary | CFD
| Short | 1011 | 4.02836795252226 GBP |
25p ordinary | CFD
| Short | 132 | 4.03416666666667 GBP |
25p ordinary | CFD
| Short | 1384 | 4.035968 GBP |
25p ordinary | CFD
| Short | 773 | 4.038799 GBP |
25p ordinary | CFD
| Short | 1204 | 4.042308 GBP |
25p ordinary | CFD
| Short | 903 | 4.04100407667774 GBP |
25p ordinary | CFD
| Short | 804 | 4.0380223880597 GBP |
25p ordinary | CFD
| Short | 410 | 4.02778048780488 GBP |
25p ordinary | CFD
| Short | 44 | 4.03409090909091 GBP |
25p ordinary | CFD
| Short | 1499 | 4.036252 GBP |
25p ordinary | CFD
| Short | 671 | 4.04100501740686 GBP |
25p ordinary | CFD
| Short | 311 | 4.040573 GBP |
25p ordinary | CFD
| Short | 14 | 4.039279 GBP |
25p ordinary | CFD
| Short | 36 | 4.04102530222222 GBP |
25p ordinary | CFD
| Short | 48 | 4.036235 GBP |
25p ordinary | CFD
| Short | 648 | 4.03800925925926 GBP |
25p ordinary | CFD
| Short | 330 | 4.02778787878788 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 07 September 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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