8th Sep 2022 11:45
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 07 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 144904 | 4.07800 GBP | 4.00400 GBP |
25p ordinary | Sell
| 80671 | 4.06894 GBP | 4.01400 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 1 | 4.037 GBP |
25p ordinary | CFD
| Long | 269 | 4.068944 GBP |
25p ordinary | CFD
| Long | 6325 | 4.054 GBP |
25p ordinary | CFD
| Short | 26 | 4.055676 GBP |
25p ordinary | CFD
| Short | 136 | 4.050405 GBP |
25p ordinary | CFD
| Short | 235 | 4.05412765957447 GBP |
25p ordinary | CFD
| Short | 181 | 4.03701657458564 GBP |
25p ordinary | CFD
| Short | 145 | 4.0488275862069 GBP |
25p ordinary | CFD
| Short | 19 | 4.02736842105263 GBP |
25p ordinary | CFD
| Short | 1 | 4.03 GBP |
25p ordinary | CFD
| Short | 47 | 4.05609143404255 GBP |
25p ordinary | CFD
| Short | 512 | 4.033524 GBP |
25p ordinary | CFD
| Short | 384 | 4.055558 GBP |
25p ordinary | CFD
| Short | 2621 | 4.0370011446013 GBP |
25p ordinary | CFD
| Short | 2074 | 4.04892960462874 GBP |
25p ordinary | CFD
| Short | 290 | 4.02758620689655 GBP |
25p ordinary | CFD
| Short | 12 | 4.02583333333333 GBP |
25p ordinary | CFD
| Short | 3374 | 4.0541138114997 GBP |
25p ordinary | CFD
| Short | 58 | 4.05595937241379 GBP |
25p ordinary | CFD
| Short | 636 | 4.03351 GBP |
25p ordinary | CFD
| Short | 477 | 4.055575 GBP |
25p ordinary | CFD
| Short | 2573 | 4.04892732219199 GBP |
25p ordinary | CFD
| Short | 361 | 4.02759002770083 GBP |
25p ordinary | CFD
| Short | 15 | 4.026 GBP |
25p ordinary | CFD
| Short | 4189 | 4.05411315349725 GBP |
25p ordinary | CFD
| Short | 3255 | 4.03700153609831 GBP |
25p ordinary | CFD
| Short | 28670 | 4.0534 GBP |
25p ordinary | CFD
| Short | 167 | 4.074 GBP |
25p ordinary | CFD
| Short | 1 | 4.031739 GBP |
25p ordinary | CFD
| Short | 72 | 4.05602642222222 GBP |
25p ordinary | CFD
| Short | 1834 | 4.058257 GBP |
25p ordinary | CFD
| Short | 3 | 4.078 GBP |
25p ordinary | CFD
| Short | 2000 | 4.048935 GBP |
25p ordinary | CFD
| Short | 941 | 4.057124 GBP |
25p ordinary | CFD
| Short | 1595 | 4.054 GBP |
25p ordinary | CFD
| Short | 1160 | 4.042026 GBP |
25p ordinary | CFD
| Short | 992 | 4.05157258 GBP |
25p ordinary | CFD
| Short | 19 | 4.02631578947368 GBP |
25p ordinary | CFD
| Short | 383 | 4.047428 GBP |
25p ordinary | CFD
| Short | 34 | 4.033351 GBP |
25p ordinary | CFD
| Short | 3 | 4.0563042 GBP |
25p ordinary | CFD
| Short | 738 | 4.057515 GBP |
25p ordinary | CFD
| Short | 10644 | 4.05411405486659 GBP |
25p ordinary | CFD
| Short | 3320 | 4.05773493975904 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 08 September 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SHB.L