25th Oct 2022 10:53
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 24 October 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 36687 | 3.54209 GBP | 3.37040 GBP |
25p ordinary | Sell
| 127984 | 3.54200 GBP | 3.37040 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 9862 | 3.542 GBP |
25p ordinary | CFD
| Long | 788 | 3.517147 GBP |
25p ordinary | CFD
| Long | 1015 | 3.486993 GBP |
25p ordinary | CFD
| Long | 3044 | 3.487232 GBP |
25p ordinary | CFD
| Long | 75000 | 3.50661473 GBP |
25p ordinary | CFD
| Long | 1000 | 3.50216 GBP |
25p ordinary | CFD
| Long | 6529 | 3.5089 GBP |
25p ordinary | CFD
| Short | 485 | 3.54210309278351 GBP |
25p ordinary | CFD
| Short | 57 | 3.50614 GBP |
25p ordinary | CFD
| Short | 15 | 3.435331 GBP |
25p ordinary | CFD
| Short | 176 | 3.50035 GBP |
25p ordinary | CFD
| Short | 195 | 3.41884099974359 GBP |
25p ordinary | CFD
| Short | 112 | 3.54214285714286 GBP |
25p ordinary | CFD
| Short | 6 | 3.52 GBP |
25p ordinary | CFD
| Short | 79 | 3.50017721518987 GBP |
25p ordinary | CFD
| Short | 11950 | 3.542 GBP |
25p ordinary | CFD
| Short | 1027 | 3.50013339824732 GBP |
25p ordinary | CFD
| Short | 331 | 3.54208459214502 GBP |
25p ordinary | CFD
| Short | 6 | 3.518333 GBP |
25p ordinary | CFD
| Short | 958 | 3.50147181628392 GBP |
25p ordinary | CFD
| Short | 404 | 3.51161313 GBP |
25p ordinary | CFD
| Short | 1519 | 3.4999637919684 GBP |
25p ordinary | CFD
| Short | 445 | 3.41885021898876 GBP |
25p ordinary | CFD
| Short | 15 | 3.484418 GBP |
25p ordinary | CFD
| Short | 2377 | 3.54209928481279 GBP |
25p ordinary | CFD
| Short | 4 | 3.465413 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 25 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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