18th Nov 2022 11:15
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 17 November 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 102693 | 3.90410 GBP | 3.69430 GBP |
25p ordinary | Sell
| 77906 | 3.90400 GBP | 3.69430 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 434 | 3.872 GBP |
25p ordinary | CFD
| Long | 1906 | 3.904 GBP |
25p ordinary | CFD
| Short | 1104 | 3.87248913043478 GBP |
25p ordinary | CFD
| Short | 191 | 3.90408376963351 GBP |
25p ordinary | CFD
| Short | 379 | 3.90411609498681 GBP |
25p ordinary | CFD
| Short | 2051 | 3.904 GBP |
25p ordinary | CFD
| Short | 2 | 3.83 GBP |
25p ordinary | CFD
| Short | 4 | 3.882 GBP |
25p ordinary | CFD
| Short | 755 | 3.86318675496689 GBP |
25p ordinary | CFD
| Short | 1472 | 3.843677 GBP |
25p ordinary | CFD
| Short | 234 | 3.851143 GBP |
25p ordinary | CFD
| Short | 65 | 3.872387 GBP |
25p ordinary | CFD
| Short | 392 | 3.90410714285714 GBP |
25p ordinary | CFD
| Short | 36 | 3.80416666666667 GBP |
25p ordinary | CFD
| Short | 2622 | 3.819764 GBP |
25p ordinary | CFD
| Short | 36 | 3.842335 GBP |
25p ordinary | CFD
| Short | 33 | 3.84598541969697 GBP |
25p ordinary | CFD
| Short | 47 | 3.85074 GBP |
25p ordinary | CFD
| Short | 174 | 3.90408045977011 GBP |
25p ordinary | CFD
| Short | 6 | 3.8 GBP |
25p ordinary | CFD
| Short | 10 | 3.841679 GBP |
25p ordinary | CFD
| Short | 25 | 3.84628845 GBP |
25p ordinary | CFD
| Short | 688 | 3.851304 GBP |
25p ordinary | CFD
| Short | 2665 | 3.90410881801126 GBP |
25p ordinary | CFD
| Short | 107 | 3.80233644859813 GBP |
25p ordinary | CFD
| Short | 176 | 3.838359 GBP |
25p ordinary | CFD
| Short | 139 | 3.84600068021583 GBP |
25p ordinary | CFD
| Short | 566 | 3.851335 GBP |
25p ordinary | CFD
| Short | 88 | 3.80238636363636 GBP |
25p ordinary | CFD
| Short | 123 | 3.846418 GBP |
25p ordinary | CFD
| Short | 115 | 3.84602758043478 GBP |
25p ordinary | CFD
| Short | 42 | 3.89104761904762 GBP |
25p ordinary | CFD
| Short | 291 | 3.90412371134021 GBP |
25p ordinary | CFD
| Short | 800 | 3.85132 GBP |
25p ordinary | CFD
| Short | 3102 | 3.90411025145068 GBP |
25p ordinary | CFD
| Short | 124 | 3.8025 GBP |
25p ordinary | CFD
| Short | 205 | 3.838366 GBP |
25p ordinary | CFD
| Short | 162 | 3.84597980802469 GBP |
25p ordinary | CFD
| Short | 4593 | 3.90410842586545 GBP |
25p ordinary | CFD
| Short | 16 | 3.84679 GBP |
25p ordinary | CFD
| Short | 734 | 3.86605722070845 GBP |
25p ordinary | CFD
| Short | 1018 | 3.90060613 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 18 November 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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