21st Nov 2022 11:18
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 18 November 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 55541 | 3.91811 GBP | 3.86500 GBP |
25p ordinary | Sell
| 64366 | 3.91857 GBP | 3.83200 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 2000 | 3.87303 GBP |
25p ordinary | CFD
| Long | 5258 | 3.918 GBP |
25p ordinary | CFD
| Long | 7 | 3.918571 GBP |
25p ordinary | CFD
| Long | 18 | 3.865 GBP |
25p ordinary | CFD
| Long | 457 | 3.86501094091904 GBP |
25p ordinary | CFD
| Long | 27 | 3.86518518518519 GBP |
25p ordinary | CFD
| Long | 3639 | 3.897069 GBP |
25p ordinary | CFD
| Long | 37 | 3.86486486486486 GBP |
25p ordinary | CFD
| Short | 148 | 3.90100129972973 GBP |
25p ordinary | CFD
| Short | 17 | 3.895529 GBP |
25p ordinary | CFD
| Short | 295 | 3.91810169491525 GBP |
25p ordinary | CFD
| Short | 6 | 3.875 GBP |
25p ordinary | CFD
| Short | 11 | 3.86545454545455 GBP |
25p ordinary | CFD
| Short | 92 | 3.888541 GBP |
25p ordinary | CFD
| Short | 46 | 3.90259329869565 GBP |
25p ordinary | CFD
| Short | 4 | 3.898003 GBP |
25p ordinary | CFD
| Short | 128 | 3.918125 GBP |
25p ordinary | CFD
| Short | 153 | 3.86503267973856 GBP |
25p ordinary | CFD
| Short | 2781 | 3.888119 GBP |
25p ordinary | CFD
| Short | 716 | 3.90196935391061 GBP |
25p ordinary | CFD
| Short | 91 | 3.894431 GBP |
25p ordinary | CFD
| Short | 1857 | 3.9181098546042 GBP |
25p ordinary | CFD
| Short | 190 | 3.865 GBP |
25p ordinary | CFD
| Short | 1019 | 3.877253 GBP |
25p ordinary | CFD
| Short | 358 | 3.89839305039106 GBP |
25p ordinary | CFD
| Short | 70 | 3.893173 GBP |
25p ordinary | CFD
| Short | 4 | 3.8775 GBP |
25p ordinary | CFD
| Short | 443 | 3.862116 GBP |
25p ordinary | CFD
| Short | 11 | 3.88629145 GBP |
25p ordinary | CFD
| Short | 2 | 3.88 GBP |
25p ordinary | CFD
| Short | 185 | 3.86502702702703 GBP |
25p ordinary | CFD
| Short | 865 | 3.90197163265896 GBP |
25p ordinary | CFD
| Short | 110 | 3.894637 GBP |
25p ordinary | CFD
| Short | 2245 | 3.91811135857461 GBP |
25p ordinary | CFD
| Short | 3 | 3.87666666666667 GBP |
25p ordinary | CFD
| Short | 72 | 3.88601367222222 GBP |
25p ordinary | CFD
| Short | 9 | 3.874155 GBP |
25p ordinary | CFD
| Short | 141 | 3.877371 GBP |
25p ordinary | CFD
| Short | 10 | 3.891412 GBP |
25p ordinary | CFD
| Short | 50 | 3.89840437 GBP |
25p ordinary | CFD
| Short | 182 | 3.910688 GBP |
25p ordinary | CFD
| Short | 164 | 3.90502100195122 GBP |
25p ordinary | CFD
| Short | 20 | 3.898083 GBP |
25p ordinary | CFD
| Short | 502 | 3.91810756972112 GBP |
25p ordinary | CFD
| Short | 679 | 3.910681 GBP |
25p ordinary | CFD
| Short | 605 | 3.90502135933884 GBP |
25p ordinary | CFD
| Short | 77 | 3.898118 GBP |
25p ordinary | CFD
| Short | 1869 | 3.9181112894596 GBP |
25p ordinary | CFD
| Short | 1397 | 3.918 GBP |
25p ordinary | CFD
| Short | 300 | 3.884984 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 21 November 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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