22nd Nov 2022 10:40
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 21 November 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 67535 | 3.80306 GBP | 3.69148 GBP |
25p ordinary | Sell
| 34219 | 3.80306 GBP | 3.69571 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 773 | 3.73741785252264 GBP |
25p ordinary | CFD
| Long | 6937 | 3.77800057661813 GBP |
25p ordinary | CFD
| Long | 2642 | 3.7108908 GBP |
25p ordinary | CFD
| Long | 62 | 3.73209679032258 GBP |
25p ordinary | CFD
| Long | 818 | 3.73850855745721 GBP |
25p ordinary | CFD
| Long | 362 | 3.696 GBP |
25p ordinary | CFD
| Long | 1865 | 3.778 GBP |
25p ordinary | CFD
| Long | 3594 | 3.780434 GBP |
25p ordinary | CFD
| Long | 1180 | 3.73831525423729 GBP |
25p ordinary | CFD
| Short | 2000 | 3.750055 GBP |
25p ordinary | CFD
| Short | 4011 | 3.696 GBP |
25p ordinary | CFD
| Short | 18904 | 3.744689 GBP |
25p ordinary | CFD
| Short | 1357 | 3.691483 GBP |
25p ordinary | CFD
| Short | 2580 | 3.778 GBP |
25p ordinary | CFD
| Short | 464 | 3.79112068965517 GBP |
25p ordinary | CFD
| Short | 125 | 3.7744 GBP |
25p ordinary | CFD
| Short | 1488 | 3.779951 GBP |
25p ordinary | CFD
| Short | 520 | 3.784207 GBP |
25p ordinary | CFD
| Short | 470 | 3.74600435425532 GBP |
25p ordinary | CFD
| Short | 13 | 3.77461538461538 GBP |
25p ordinary | CFD
| Short | 125 | 3.79112 GBP |
25p ordinary | CFD
| Short | 933 | 3.782756 GBP |
25p ordinary | CFD
| Short | 315 | 3.787636 GBP |
25p ordinary | CFD
| Short | 145 | 3.75262658793103 GBP |
25p ordinary | CFD
| Short | 189 | 3.77798941798942 GBP |
25p ordinary | CFD
| Short | 35 | 3.79114285714286 GBP |
25p ordinary | CFD
| Short | 3 | 3.77333333333333 GBP |
25p ordinary | CFD
| Short | 115 | 3.781533 GBP |
25p ordinary | CFD
| Short | 39 | 3.784293 GBP |
25p ordinary | CFD
| Short | 43 | 3.75609614186047 GBP |
25p ordinary | CFD
| Short | 2744 | 3.77799927113703 GBP |
25p ordinary | CFD
| Short | 493 | 3.79111561866126 GBP |
25p ordinary | CFD
| Short | 53 | 3.77433962264151 GBP |
25p ordinary | CFD
| Short | 1678 | 3.781657 GBP |
25p ordinary | CFD
| Short | 554 | 3.784209 GBP |
25p ordinary | CFD
| Short | 626 | 3.7557321400639 GBP |
25p ordinary | CFD
| Short | 3289 | 3.77799939191244 GBP |
25p ordinary | CFD
| Short | 592 | 3.79111486486486 GBP |
25p ordinary | CFD
| Short | 64 | 3.774375 GBP |
25p ordinary | CFD
| Short | 2011 | 3.781658 GBP |
25p ordinary | CFD
| Short | 664 | 3.784216 GBP |
25p ordinary | CFD
| Short | 751 | 3.75571705283622 GBP |
25p ordinary | CFD
| Short | 28 | 3.77428571428571 GBP |
25p ordinary | CFD
| Short | 67 | 3.7910447761194 GBP |
25p ordinary | CFD
| Short | 486 | 3.782319 GBP |
25p ordinary | CFD
| Short | 169 | 3.78757 GBP |
25p ordinary | CFD
| Short | 66 | 3.74597791969697 GBP |
25p ordinary | CFD
| Short | 695 | 3.79110791366906 GBP |
25p ordinary | CFD
| Short | 1547 | 3.780359 GBP |
25p ordinary | CFD
| Short | 643 | 3.780885 GBP |
25p ordinary | CFD
| Short | 883 | 3.75572855429219 GBP |
25p ordinary | CFD
| Short | 187 | 3.79112299465241 GBP |
25p ordinary | CFD
| Short | 415 | 3.780364 GBP |
25p ordinary | CFD
| Short | 238 | 3.75566856235294 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 22 November 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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