15th Apr 2016 10:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 14 APRIL 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 814,650 | 42.3250 GBP | 42.1500 GBP |
USD 0.10 ordinary | SALES | 584,120 | 42.3300 GBP | 42.1550 GBP |
USD 0.10 ordinary | PURCHASES | 25,300 | 868.8626 ZAR | 868.8626 ZAR |
USD 0.10 ordinary | SALES | 25,300 | 876.9700 ZAR | 862.3000 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 15,285 | 42.1876 GBP |
USD 0.10 ordinary | CFD | LONG | 1,921 | 42.1900 GBP |
USD 0.10 ordinary | CFD | LONG | 77,200 | 42.1900 GBP |
USD 0.10 ordinary | CFD | LONG | 1,562 | 42.1900 GBP |
USD 0.10 ordinary | CFD | LONG | 3,329 | 42.1959 GBP |
USD 0.10 ordinary | CFD | LONG | 1,132 | 42.1969 GBP |
USD 0.10 ordinary | CFD | LONG | 12,555 | 42.1969 GBP |
USD 0.10 ordinary | CFD | LONG | 7,782 | 42.2085 GBP |
USD 0.10 ordinary | CFD | LONG | 8,456 | 42.2121 GBP |
USD 0.10 ordinary | CFD | LONG | 74,204 | 42.2150 GBP |
USD 0.10 ordinary | CFD | LONG | 10,900 | 42.2182 GBP |
USD 0.10 ordinary | CFD | LONG | 102 | 42.2229 GBP |
USD 0.10 ordinary | CFD | LONG | 375 | 42.2377 GBP |
USD 0.10 ordinary | CFD | LONG | 1,468 | 42.2483 GBP |
USD 0.10 ordinary | CFD | LONG | 8,737 | 42.2483 GBP |
USD 0.10 ordinary | CFD | LONG | 1,589 | 42.2483 GBP |
USD 0.10 ordinary | CFD | LONG | 22,645 | 42.2483 GBP |
USD 0.10 ordinary | CFD | LONG | 2,662 | 42.2483 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,035 | 42.1810 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,826 | 42.1810 GBP |
USD 0.10 ordinary | CFD | SHORT | 28,565 | 42.1810 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,942 | 42.1810 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,015 | 42.1817 GBP |
USD 0.10 ordinary | CFD | SHORT | 224 | 42.1821 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,555 | 42.1821 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,500 | 42.1868 GBP |
USD 0.10 ordinary | CFD | SHORT | 710 | 42.1870 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,921 | 42.1900 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,050 | 42.1900 GBP |
USD 0.10 ordinary | CFD | SHORT | 439 | 42.1900 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,633 | 42.1900 GBP |
USD 0.10 ordinary | CFD | SHORT | 673 | 42.1900 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,626 | 42.1900 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,919 | 42.1900 GBP |
USD 0.10 ordinary | CFD | SHORT | 19,065 | 42.1900 GBP |
USD 0.10 ordinary | CFD | SHORT | 25 | 42.1959 GBP |
USD 0.10 ordinary | CFD | SHORT | 631 | 42.1959 GBP |
USD 0.10 ordinary | CFD | SHORT | 77 | 42.1959 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,204 | 42.2093 GBP |
USD 0.10 ordinary | CFD | SHORT | 21,905 | 42.2133 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,926 | 42.2154 GBP |
USD 0.10 ordinary | CFD | SHORT | 20,221 | 42.2155 GBP |
USD 0.10 ordinary | CFD | SHORT | 27,636 | 42.2252 GBP |
USD 0.10 ordinary | CFD | SHORT | 74,569 | 42.2266 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,924 | 42.2266 GBP |
USD 0.10 ordinary | CFD | SHORT | 28,263 | 42.2266 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,953 | 42.2266 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,663 | 42.2312 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,796 | 42.2313 GBP |
USD 0.10 ordinary | CFD | SHORT | 83,866 | 42.2525 GBP |
USD 0.10 ordinary | CFD | SHORT | 270 | 42.2657 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,562 | 42.3000 GBP |
USD 0.10 ordinary | CFD | LONG | 45,623 | 870.5422 ZAR |
USD 0.10 ordinary | CFD | LONG | 2,172 | 870.5422 ZAR |
USD 0.10 ordinary | CFD | LONG | 96,828 | 871.3196 ZAR |
USD 0.10 ordinary | CFD | SHORT | 45,115 | 870.0197 ZAR |
USD 0.10 ordinary | CFD | SHORT | 101,901 | 870.3310 ZAR |
USD 0.10 ordinary | CFD | SHORT | 3,537 | 870.3310 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 APRIL 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L