29th Jul 2016 11:03
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | SABMiller Plc |
(d) Date dealing undertaken: | 28 July 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Anheuser-Busch InBev SA/NV |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 3,144,968
7,742,742 | 43.3950
43.2595 | 42.6300
42.5900 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short | 20,000 612,048 265,734 319,420 17,000 30,781 1,675,000 400,000 800,000 34,201 170,000 266,634 621,922 21,888 203,345 34,201 32,149 200,000 14,732
421 154 48 173 1,177 1,065 178 37,336 1,287 1,465 91 197 254 233 1,056 1,454 673 893 922 6,442 1,113 92 929 1,887 293 32,559 8,086 338 621 898 8,504 15,060 120 1,860 60 1,781 133 715 1,772 48,357 625,592 2,920 600 866 121 5,520 5,975 1,808 9,290 21,300 560 126 82 37,209 211 61 125,000 65 8,810 5,935 12 973 20,000 7,783 1,800 5 25,000 931 1,149 5,165 841 2,600 14,732 | 42.7981 GBP 42.8443 GBP 42.8779 GBP 42.9187 GBP 42.9200 GBP 42.9231 GBP 42.9234 GBP 42.9239 GBP 42.9258 GBP 42.9421 GBP 42.9429 GBP 42.9508 GBP 42.9520 GBP 42.9752 GBP 42.9842 GBP 42.9987 GBP 43.0095 GBP 43.1184 GBP 43.8000 GBP
42.7509 GBP 42.7929 GBP 42.8063 GBP 42.8125 GBP 42.8136 GBP 42.8182 GBP 42.8216 GBP 42.8370 GBP 42.8390 GBP 42.8438 GBP 42.8493 GBP 42.8558 GBP 42.8583 GBP 42.8598 GBP 42.8607 GBP 42.8608 GBP 42.8627 GBP 42.8629 GBP 42.8635 GBP 42.8639 GBP 42.8642 GBP 42.8686 GBP 42.8694 GBP 42.8716 GBP 42.8746 GBP 42.8768 GBP 42.8779 GBP 42.8790 GBP 42.8797 GBP 42.8804 GBP 42.8853 GBP 42.8854 GBP 42.8856 GBP 42.8885 GBP 42.8902 GBP 42.8911 GBP 42.8935 GBP 42.9017 GBP 42.9062 GBP 42.9069 GBP 42.9150 GBP 42.9153 GBP 42.9175 GBP 42.9224 GBP 42.9230 GBP 42.9250 GBP 42.9254 GBP 42.9257 GBP 42.9279 GBP 42.9295 GBP 42.9326 GBP 42.9523 GBP 42.9551 GBP 42.9580 GBP 42.9800 GBP 42.9804 GBP 42.9844 GBP 42.9853 GBP 43.0006 GBP 43.0009 GBP 43.0013 GBP 43.0019 GBP 43.0280 GBP 43.0323 GBP 43.0428 GBP 43.0493 GBP 43.0495 GBP 43.0562 GBP 43.0601 GBP 43.0650 GBP 43.0728 GBP 43.1064 GBP 57.5751 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) | |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 29 July 2016 |
| Contact name: | Tung Le |
| Telephone number: | 020 7742 7272 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L