14th Jul 2016 11:10
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 13 JULY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 1,486,731 | 44.2300 GBP | 44.0200 GBP |
USD 0.10 ordinary | SALES | 976,101 | 44.2050 GBP | 44.0200 GBP |
USD 0.10 ordinary | PURCHASES | 406,400 | 58.3691 USD | 58.3691 USD |
USD 0.10 ordinary | SALES | 103,000 | 58.4081 USD | 58.4081 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 6,176 | 44.0431 GBP |
USD 0.10 ordinary | CFD | LONG | 4,440 | 44.0431 GBP |
USD 0.10 ordinary | CFD | LONG | 3,027 | 44.0443 GBP |
USD 0.10 ordinary | CFD | LONG | 2,612 | 44.0444 GBP |
USD 0.10 ordinary | CFD | LONG | 3,633 | 44.0444 GBP |
USD 0.10 ordinary | CFD | LONG | 6,982 | 44.0550 GBP |
USD 0.10 ordinary | CFD | LONG | 6,247 | 44.0637 GBP |
USD 0.10 ordinary | CFD | LONG | 4,489 | 44.0637 GBP |
USD 0.10 ordinary | CFD | LONG | 11,218 | 44.0896 GBP |
USD 0.10 ordinary | CFD | LONG | 182 | 44.0900 GBP |
USD 0.10 ordinary | CFD | LONG | 444 | 44.0911 GBP |
USD 0.10 ordinary | CFD | LONG | 618 | 44.0911 GBP |
USD 0.10 ordinary | CFD | LONG | 1,926 | 44.0923 GBP |
USD 0.10 ordinary | CFD | LONG | 1,385 | 44.0923 GBP |
USD 0.10 ordinary | CFD | LONG | 160 | 44.0950 GBP |
USD 0.10 ordinary | CFD | LONG | 346 | 44.0992 GBP |
USD 0.10 ordinary | CFD | LONG | 175 | 44.1000 GBP |
USD 0.10 ordinary | CFD | LONG | 146 | 44.1050 GBP |
USD 0.10 ordinary | CFD | LONG | 455 | 44.1067 GBP |
USD 0.10 ordinary | CFD | LONG | 6,307 | 44.1099 GBP |
USD 0.10 ordinary | CFD | LONG | 5,524 | 44.1100 GBP |
USD 0.10 ordinary | CFD | LONG | 92,075 | 44.1131 GBP |
USD 0.10 ordinary | CFD | LONG | 8,780 | 44.1169 GBP |
USD 0.10 ordinary | CFD | LONG | 8,547 | 44.1190 GBP |
USD 0.10 ordinary | CFD | LONG | 956 | 44.1190 GBP |
USD 0.10 ordinary | CFD | LONG | 11,969 | 44.1201 GBP |
USD 0.10 ordinary | CFD | LONG | 1,161 | 44.1332 GBP |
USD 0.10 ordinary | CFD | LONG | 9,226 | 44.1370 GBP |
USD 0.10 ordinary | CFD | LONG | 36,830 | 44.1469 GBP |
USD 0.10 ordinary | CFD | LONG | 257 | 44.1474 GBP |
USD 0.10 ordinary | CFD | LONG | 10,000 | 44.1510 GBP |
USD 0.10 ordinary | CFD | LONG | 665 | 44.1586 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,570 | 44.0317 GBP |
USD 0.10 ordinary | CFD | SHORT | 32,071 | 44.0317 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,027 | 44.0550 GBP |
USD 0.10 ordinary | CFD | SHORT | 682 | 44.0550 GBP |
USD 0.10 ordinary | CFD | SHORT | 367 | 44.0550 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,283 | 44.0550 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,811 | 44.0574 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,755 | 44.0785 GBP |
USD 0.10 ordinary | CFD | SHORT | 23,403 | 44.0785 GBP |
USD 0.10 ordinary | CFD | SHORT | 66,750 | 44.0885 GBP |
USD 0.10 ordinary | CFD | SHORT | 34,840 | 44.0955 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,137 | 44.0955 GBP |
USD 0.10 ordinary | CFD | SHORT | 566 | 44.1140 GBP |
USD 0.10 ordinary | CFD | SHORT | 399 | 44.1140 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,361 | 44.1140 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,428 | 44.1140 GBP |
USD 0.10 ordinary | CFD | SHORT | 713 | 44.1140 GBP |
USD 0.10 ordinary | CFD | SHORT | 740 | 44.1217 GBP |
USD 0.10 ordinary | CFD | SHORT | 493 | 44.1218 GBP |
USD 0.10 ordinary | CFD | SHORT | 45,560 | 44.1259 GBP |
USD 0.10 ordinary | CFD | SHORT | 19,444 | 44.1272 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,225 | 44.1300 GBP |
USD 0.10 ordinary | CFD | SHORT | 39,023 | 44.1301 GBP |
USD 0.10 ordinary | CFD | SHORT | 28,166 | 44.1338 GBP |
USD 0.10 ordinary | CFD | SHORT | 581 | 44.1339 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,925 | 44.1339 GBP |
USD 0.10 ordinary | CFD | SHORT | 86 | 44.1372 GBP |
USD 0.10 ordinary | CFD | SHORT | 154 | 44.1374 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,907 | 44.1374 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,001 | 44.1374 GBP |
USD 0.10 ordinary | CFD | SHORT | 42,875 | 44.1384 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,713 | 44.1384 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,447 | 44.1394 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,297 | 44.1692 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,000 | 44.1699 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,000 | 44.1815 GBP |
USD 0.10 ordinary | CFD | LONG | 33,973 | 839.0482 ZAR |
USD 0.10 ordinary | CFD | LONG | 12,113 | 839.2388 ZAR |
USD 0.10 ordinary | CFD | LONG | 6,966 | 839.5658 ZAR |
USD 0.10 ordinary | CFD | SHORT | 4,401 | 838.8220 ZAR |
USD 0.10 ordinary | CFD | SHORT | 14,843 | 838.8220 ZAR |
USD 0.10 ordinary | CFD | SHORT | 42,838 | 838.9931 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 JULY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L