25th Sep 2015 10:22
AMENDMENT
INCREASED EQUITY PURCHASES BY 1,095,600 TO 7,400,687. INCREASED EQUITY SALES BY 45,000 TO 5,929,016. ADDED EQUITY SWAP PURCHASES OF 45,000. ADDED EQUITY SWAP SALES OF 1,595,600.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | SABMiller Plc |
(d) Date dealing undertaken: | 16 September 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Anheuser-Busch InBev SA/NV |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 7,400,687
5,929,016 | 37.3700
37.3550 | 30.4950
30.4434 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP) |
Ordinary Shares | Equity Swaps
| Long
Short | 45,000 85,000 13 19 420 570 96 100 73 1 58 7 37,941 14,063 1,741,213 161,748 4,311 13,189 7,850
8,915 41,739 6,116 15,256 200,000 21,889 17,900 309 51 4,084 17,500 21,888 15,983 9,200 50,000 100,000 110,000 20,100 74 150,000 30,000 9,258 400,000 36,000 91,630 21 42,867 10 28 1,457 163 122 15 88 229 1,110 467 5,883 107,800 919 36 72 345 10 137 600,000 49,500 205 18 2,352 29,180 258 265,000 107,800 20,000 | 30.4434 30.6989 35.9437 35.9477 35.9646 35.9649 35.9752 35.9800 35.9931 35.9953 36.0343 36.0766 36.1116 36.1433 36.2778 36.3428 36.7933 36.8154 36.8215
34.0027 35.3043 35.6245 35.9110 35.9409 35.9649 36.1026 36.1150 36.1281 36.1427 36.1508 36.2303 36.2375 36.2643 36.2767 36.2781 36.2945 36.3896 36.4000 36.4023 36.4045 36.4198 36.4475 36.4508 36.4763 36.4886 36.5019 36.5182 36.5187 36.5371 36.5461 36.5464 36.5937 36.6094 36.6141 36.6165 36.6785 36.6795 36.6875 36.6987 36.6989 36.6990 36.7090 36.7293 36.7341 36.8114 36.8189 36.8945 36.9095 36.9517 36.9519 36.9596 37.0284 37.0600 37.2652 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (EUR) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (EUR) |
Ordinary Share | Call Option | Selling | 250,000 | 33.00 | European | 18/12/15 | 5.05 |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 September 2015 |
| Contact name: | Tung Le |
| Telephone number: | 020 7742 7272 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L