6th Sep 2016 12:10
AMENDMENT
INCREASED EQUITY PURCHASES BY 571,419 TO 6,786,326
INCREASED EQUITY SALES BY 1,831,852 TO 6,593,754
ADDED EQUITY SWAP PURCHASES OF 1,377,902
ADDED EQUITY SWAP SALES OF 575,962
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | SABMiller Plc |
(d) Date dealing undertaken: | 29 July 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Anheuser-Busch InBev SA/NV |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 6,786,326
6,593,754 | 44.7201
44.7550 | 43.6000
43.6000 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short | 25,818 42 40 100,000 600,000 200,000 9,546 6,579 121 995 800 70,000 3,637 184,395 3 1,180,630 384,438 510,812 818 2,737 81 25,000 25,000 1,858
15,806 17,238 722 50,000 14,796 50,000 27,400 459 1,755 25,000 9,290 4,299 17,015 904 460 5,806 17,292 1,530 368 2,615 1,297 23,007 25,000 162 25,000 50,000 661 404 1,109 161 276 221,500 560 2,533 1,052 6 1,744 49 6,503 186 107 28,332 46 25,000 431,438 11,805 228,436 200 6,735 226,488 7,990 25,477 4,074 474 483 850,000 96,300 582,571 60 9,080 239 3,198 513 23 189 1,525 6,861 332 91,668 503 258 221,500 192 38 105 25,818 | 43.2400 GBP 43.6706 GBP 43.6756 GBP 43.7033 GBP 43.8600 GBP 43.9613 GBP 44.0035 GBP 44.0178 GBP 44.0408 GBP 44.0444 GBP 44.0549 GBP 44.0734 GBP 44.1209 GBP 44.1391 GBP 44.1400 GBP 44.1441 GBP 44.1629 GBP 44.1808 GBP 44.2122 GBP 44.2218 GBP 44.2306 GBP 44.2438 GBP 44.3397 GBP 44.5825 GBP
43.6545 GBP 43.6797 GBP 43.6925 GBP 43.8627 GBP 43.8792 GBP 43.8959 GBP 43.9106 GBP 43.9113 GBP 43.9192 GBP 43.9239 GBP 43.9281 GBP 43.9453 GBP 43.9493 GBP 43.9497 GBP 43.9560 GBP 43.9574 GBP 43.9653 GBP 43.9664 GBP 43.9776 GBP 43.9829 GBP 44.0044 GBP 44.0369 GBP 44.0382 GBP 44.0394 GBP 44.0489 GBP 44.0560 GBP 44.0651 GBP 44.0705 GBP 44.0814 GBP 44.0823 GBP 44.0848 GBP 44.0863 GBP 44.0972 GBP 44.1086 GBP 44.1124 GBP 44.1213 GBP 44.1236 GBP 44.1243 GBP 44.1400 GBP 44.1444 GBP 44.1492 GBP 44.1510 GBP 44.1787 GBP 44.1841 GBP 44.1941 GBP 44.2100 GBP 44.2121 GBP 44.2227 GBP 44.2236 GBP 44.2561 GBP 44.2571 GBP 44.2687 GBP 44.2702 GBP 44.2711 GBP 44.2895 GBP 44.2928 GBP 44.2942 GBP 44.2943 GBP 44.3071 GBP 44.3143 GBP 44.3478 GBP 44.4047 GBP 44.4049 GBP 44.4170 GBP 44.4440 GBP 44.4614 GBP 44.5840 GBP 44.5992 GBP 44.6725 GBP 44.6736 GBP 44.7023 GBP 44.7201 GBP 44.7226 GBP 44.7553 GBP 44.8059 GBP 57.3881 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) | |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 06 September 2016 |
| Contact name: | Tung Le |
| Telephone number: | 020 7742 7272 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L