1st Jun 2016 11:11
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 31 MAY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 774,743 | 42.9750 GBP | 42.5300 GBP |
USD 0.10 ordinary | SALES | 904,806 | 42.9750 GBP | 42.6500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 37,123 | 42.6747 GBP |
USD 0.10 ordinary | CFD | LONG | 217 | 42.7655 GBP |
USD 0.10 ordinary | CFD | LONG | 17,607 | 42.7917 GBP |
USD 0.10 ordinary | CFD | LONG | 75,000 | 42.7924 GBP |
USD 0.10 ordinary | CFD | LONG | 20,201 | 42.7995 GBP |
USD 0.10 ordinary | CFD | LONG | 12,887 | 42.8104 GBP |
USD 0.10 ordinary | CFD | LONG | 248 | 42.8289 GBP |
USD 0.10 ordinary | CFD | LONG | 410 | 42.8289 GBP |
USD 0.10 ordinary | CFD | LONG | 29 | 42.8289 GBP |
USD 0.10 ordinary | CFD | LONG | 6,760 | 42.8291 GBP |
USD 0.10 ordinary | CFD | LONG | 2,627 | 42.8298 GBP |
USD 0.10 ordinary | CFD | LONG | 5,700 | 42.8412 GBP |
USD 0.10 ordinary | CFD | LONG | 3,123 | 42.8444 GBP |
USD 0.10 ordinary | CFD | LONG | 16,316 | 42.8498 GBP |
USD 0.10 ordinary | CFD | LONG | 75,000 | 42.8825 GBP |
USD 0.10 ordinary | CFD | LONG | 15,000 | 42.9140 GBP |
USD 0.10 ordinary | CFD | LONG | 754 | 42.9450 GBP |
USD 0.10 ordinary | CFD | LONG | 2,411 | 42.9450 GBP |
USD 0.10 ordinary | CFD | LONG | 14 | 42.9450 GBP |
USD 0.10 ordinary | CFD | SHORT | 754 | 42.5931 GBP |
USD 0.10 ordinary | CFD | SHORT | 650 | 42.7150 GBP |
USD 0.10 ordinary | CFD | SHORT | 18,000 | 42.7212 GBP |
USD 0.10 ordinary | CFD | SHORT | 242 | 42.7325 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,581 | 42.7325 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,382 | 42.7419 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,000 | 42.7427 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,000 | 42.7516 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,333 | 42.7624 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,549 | 42.7635 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,422 | 42.7690 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,419 | 42.7690 GBP |
USD 0.10 ordinary | CFD | SHORT | 21,819 | 42.7772 GBP |
USD 0.10 ordinary | CFD | SHORT | 19,379 | 42.7780 GBP |
USD 0.10 ordinary | CFD | SHORT | 23,046 | 42.7793 GBP |
USD 0.10 ordinary | CFD | SHORT | 17,383 | 42.7856 GBP |
USD 0.10 ordinary | CFD | SHORT | 528 | 42.7874 GBP |
USD 0.10 ordinary | CFD | SHORT | 16,496 | 42.7978 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,112 | 42.8041 GBP |
USD 0.10 ordinary | CFD | SHORT | 834 | 42.8533 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,327 | 42.8999 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,468 | 42.9285 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,160 | 42.9285 GBP |
USD 0.10 ordinary | CFD | SHORT | 433 | 42.9285 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,495 | 42.9285 GBP |
USD 0.10 ordinary | CFD | SHORT | 339 | 42.9285 GBP |
USD 0.10 ordinary | CFD | SHORT | 455 | 42.9285 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,105 | 42.9450 GBP |
USD 0.10 ordinary | CFD | SHORT | 860 | 42.9450 GBP |
USD 0.10 ordinary | CFD | SHORT | 558 | 42.9450 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,566 | 42.9450 GBP |
USD 0.10 ordinary | CFD | SHORT | 20,959 | 42.9473 GBP |
USD 0.10 ordinary | CFD | LONG | 6,731 | 987.6161 ZAR |
USD 0.10 ordinary | CFD | LONG | 9,770 | 987.6161 ZAR |
USD 0.10 ordinary | CFD | LONG | 5,118 | 987.8212 ZAR |
USD 0.10 ordinary | CFD | LONG | 3,781 | 987.8212 ZAR |
USD 0.10 ordinary | CFD | SHORT | 57 | 979.3200 ZAR |
USD 0.10 ordinary | CFD | SHORT | 125 | 979.3200 ZAR |
USD 0.10 ordinary | CFD | SHORT | 10,393 | 986.9848 ZAR |
USD 0.10 ordinary | CFD | SHORT | 5,118 | 986.9848 ZAR |
USD 0.10 ordinary | CFD | SHORT | 10,365 | 988.3433 ZAR |
USD 0.10 ordinary | CFD | SHORT | 6,731 | 988.3433 ZAR |
USD 0.10 ordinary | CFD | SHORT | 737 | 989.0754 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 01 JUNE 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L