27th Jul 2016 10:41
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | SABMiller Plc |
(d) Date dealing undertaken: | 26 July 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Anheuser-Busch InBev SA/NV |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received
| Lowest price per unit paid/received
|
Ordinary Shares | Purchases
Sales | 7,954,205 138,447
6,569,796 138,447 | 44.9800 GBP 834.6321 ZAR
45.1548 GBP 834.6321 ZAR | 43.8450 GBP 834.6321 ZAR
43.8018 GBP 834.6321 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short | 96,133 384,420 106,474 4,567 250,905 33,535 96,000 34,552 276,832 42,589 100,000 143,795 14,769 10,000 200,000 92,836 7,405 21,295 67,636 16,582 42,589 64,846 212,947 63,885 106,474 158,405 102,514 42,589
370,000 25,000 2,949 74 3,765 52 876 291,518 55 917 4,239 268 103,832 3,768 81 1,665 26,493 10,000 1,630 98 1,967 661 33,995 2,196,974 1,410 7,722 16 676 817,148 493 1,219 78 59 996 252 844 21 7,661 189 11 381 82,275 25 1,195,493 2,274 738 8,181 10,000 4,366 60,000 17,147 14,000 14,769 | 43.8018 GBP 43.8648 GBP 43.9405 GBP 43.9557 GBP 44.0233 GBP 44.0559 GBP 44.0911 GBP 44.1419 GBP 44.1650 GBP 44.1910 GBP 44.2382 GBP 44.3295 GBP 44.4000 GBP 44.4838 GBP 44.6303 GBP 44.6903 GBP 44.7035 GBP 44.7452 GBP 44.7502 GBP 44.8017 GBP 44.8251 GBP 44.8443 GBP 44.8851 GBP 44.9300 GBP 44.9350 GBP 45.0041 GBP 45.1049 GBP 45.1548 GBP
43.8599 GBP 43.8886 GBP 43.9721 GBP 44.0763 GBP 44.0769 GBP 44.0821 GBP 44.0836 GBP 44.0962 GBP 44.1083 GBP 44.1091 GBP 44.1132 GBP 44.1138 GBP 44.1243 GBP 44.1249 GBP 44.1285 GBP 44.1335 GBP 44.1343 GBP 44.1471 GBP 44.1485 GBP 44.1503 GBP 44.1510 GBP 44.1532 GBP 44.1547 GBP 44.1600 GBP 44.1632 GBP 44.1713 GBP 44.1741 GBP 44.1758 GBP 44.1854 GBP 44.1887 GBP 44.1905 GBP 44.1940 GBP 44.1947 GBP 44.1971 GBP 44.2030 GBP 44.2094 GBP 44.2131 GBP 44.2137 GBP 44.2161 GBP 44.2166 GBP 44.2419 GBP 44.2422 GBP 44.2428 GBP 44.2500 GBP 44.2588 GBP 44.3986 GBP 44.4076 GBP 44.4200 GBP 44.4259 GBP 44.5178 GBP 44.5188 GBP 44.7420 GBP 58.3238 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) | |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 27 July 2016 |
| Contact name: | Tung Le |
| Telephone number: | 020 7742 7272 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L