4th Aug 2011 11:13
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Hansen Transmissions International NV
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Hansen Transmissions
International NV
principal trader is connected:
(d) Date dealing undertaken: 03/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - BE0947727377 Purchase 733,096 GBP 0.65 GBP 0.65
Common - BE0947727377 Sale 742,249 GBP 0.65 GBP 0.65
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap LONG 3710 GBP 0.65
Common - BE0947727377 Swap LONG 5443 GBP 0.65
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 04/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Misys Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Fidelity National Information
Services Inc
principal trader is connected:
(d) Date dealing undertaken: 03/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B45TWN62 Purchase 508,739 GBP 3.69 GBP 3.60
Common - GB00B45TWN62 Sale 104,332 GBP 3.70 GBP 3.58
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B45TWN62 Swap SHORT 1233 GBP 3.64
Common - GB00B45TWN62 Swap SHORT 11127 GBP 3.64
Common - GB00B45TWN62 Swap SHORT 10686 GBP 3.60
Common - GB00B45TWN62 Swap SHORT 7881 GBP 3.64
Common - GB00B45TWN62 Swap SHORT 6209 GBP 3.63
Common - GB00B45TWN62 Swap SHORT 5881 GBP 3.64
Common - GB00B45TWN62 Swap SHORT 2986 GBP 3.60
Common - GB00B45TWN62 Swap SHORT 1917 GBP 3.62
Common - GB00B45TWN62 Swap SHORT 1860 GBP 3.70
Common - GB00B45TWN62 Swap SHORT 1854 GBP 3.60
Common - GB00B45TWN62 Swap SHORT 23 GBP 3.66
Common - GB00B45TWN62 Swap SHORT 1326 GBP 3.64
Common - GB00B45TWN62 Swap SHORT 1146 GBP 3.64
Common - GB00B45TWN62 Swap SHORT 886 GBP 3.57
Common - GB00B45TWN62 Swap SHORT 737 GBP 3.56
Common - GB00B45TWN62 Swap SHORT 516 GBP 3.64
Common - GB00B45TWN62 Swap SHORT 270 GBP 3.64
Common - GB00B45TWN62 Swap SHORT 261 GBP 3.64
Common - GB00B45TWN62 Swap SHORT 120 GBP 3.64
Common - GB00B45TWN62 Swap SHORT 33 GBP 3.66
Common - GB00B45TWN62 Swap SHORT 31 GBP 3.66
Common - GB00B45TWN62 Swap SHORT 26 GBP 3.67
Common - GB00B45TWN62 Swap SHORT 1646 GBP 3.63
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B45TWN62 Swap LONG 13809 GBP 3.64
Common - GB00B45TWN62 Swap LONG 1326 GBP 3.62
Common - GB00B45TWN62 Swap LONG 26 GBP 3.68
Common - GB00B45TWN62 Swap LONG 31 GBP 3.68
Common - GB00B45TWN62 Swap LONG 33 GBP 3.68
Common - GB00B45TWN62 Swap LONG 85 GBP 3.57
Common - GB00B45TWN62 Swap LONG 97 GBP 3.58
Common - GB00B45TWN62 Swap LONG 120 GBP 3.69
Common - GB00B45TWN62 Swap LONG 141 GBP 3.71
Common - GB00B45TWN62 Swap LONG 218 GBP 3.58
Common - GB00B45TWN62 Swap LONG 385 GBP 3.58
Common - GB00B45TWN62 Swap LONG 652 GBP 3.57
Common - GB00B45TWN62 Swap LONG 33629 GBP 3.66
Common - GB00B45TWN62 Swap LONG 777 GBP 3.73
Common - GB00B45TWN62 Swap LONG 13833 GBP 3.63
Common - GB00B45TWN62 Swap LONG 2773 GBP 3.58
Common - GB00B45TWN62 Swap LONG 2986 GBP 3.66
Common - GB00B45TWN62 Swap LONG 3000 GBP 3.66
Common - GB00B45TWN62 Swap LONG 3479 GBP 3.64
Common - GB00B45TWN62 Swap LONG 3791 GBP 3.67
Common - GB00B45TWN62 Swap LONG 7178 GBP 3.68
Common - GB00B45TWN62 Swap LONG 8272 GBP 3.58
Common - GB00B45TWN62 Swap LONG 8371 GBP 3.69
Common - GB00B45TWN62 Swap LONG 8545 GBP 3.66
Common - GB00B45TWN62 Swap LONG 23 GBP 3.68
Common - GB00B45TWN62 Swap LONG 753 GBP 3.57
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 04/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Micro Focus Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Bain Capital
principal trader is connected:
(d) Date dealing undertaken: 03/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B079W581 Purchase 21,268 GBP 2.74 GBP 2.70
Common - GB00B079W581 Sale 40,731 GBP 2.74 GBP 2.72
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B079W581 Swap SHORT 996 GBP 2.73
Common - GB00B079W581 Swap SHORT 4505 GBP 2.73
Common - GB00B079W581 Swap SHORT 3473 GBP 2.74
Common - GB00B079W581 Swap SHORT 2977 GBP 2.70
Common - GB00B079W581 Swap SHORT 1708 GBP 2.70
Common - GB00B079W581 Swap SHORT 1619 GBP 2.74
Common - GB00B079W581 Swap SHORT 1570 GBP 2.73
Common - GB00B079W581 Swap SHORT 10 GBP 2.73
Common - GB00B079W581 Swap SHORT 1205 GBP 2.71
Common - GB00B079W581 Swap SHORT 758 GBP 2.71
Common - GB00B079W581 Swap SHORT 409 GBP 2.70
Common - GB00B079W581 Swap SHORT 275 GBP 2.73
Common - GB00B079W581 Swap SHORT 196 GBP 2.74
Common - GB00B079W581 Swap SHORT 13 GBP 2.73
Common - GB00B079W581 Swap SHORT 12 GBP 2.73
Common - GB00B079W581 Swap SHORT 11 GBP 2.73
Common - GB00B079W581 Swap SHORT 11 GBP 2.70
Common - GB00B079W581 Swap SHORT 1520 GBP 2.73
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B079W581 Swap LONG 2775 GBP 2.74
Common - GB00B079W581 Swap LONG 7675 GBP 2.72
Common - GB00B079W581 Swap LONG 3597 GBP 2.73
Common - GB00B079W581 Swap LONG 1332 GBP 2.74
Common - GB00B079W581 Swap LONG 11 GBP 2.75
Common - GB00B079W581 Swap LONG 12 GBP 2.75
Common - GB00B079W581 Swap LONG 13 GBP 2.75
Common - GB00B079W581 Swap LONG 32 GBP 2.74
Common - GB00B079W581 Swap LONG 196 GBP 2.73
Common - GB00B079W581 Swap LONG 253 GBP 2.74
Common - GB00B079W581 Swap LONG 409 GBP 2.74
Common - GB00B079W581 Swap LONG 436 GBP 2.73
Common - GB00B079W581 Swap LONG 3473 GBP 2.74
Common - GB00B079W581 Swap LONG 1044 GBP 2.72
Common - GB00B079W581 Swap LONG 2977 GBP 2.74
Common - GB00B079W581 Swap LONG 1520 GBP 2.72
Common - GB00B079W581 Swap LONG 1575 GBP 2.73
Common - GB00B079W581 Swap LONG 1708 GBP 2.74
Common - GB00B079W581 Swap LONG 1711 GBP 2.74
Common - GB00B079W581 Swap LONG 2027 GBP 2.73
Common - GB00B079W581 Swap LONG 2046 GBP 2.73
Common - GB00B079W581 Swap LONG 2165 GBP 2.72
Common - GB00B079W581 Swap LONG 2459 GBP 2.74
Common - GB00B079W581 Swap LONG 10 GBP 2.75
Common - GB00B079W581 Swap LONG 468 GBP 2.74
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 04/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
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