Close
Company Search
Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 (EPT/RI)

20th Sep 2012 12:01

RNS Number : 7506M
Bank of America Merrill Lynch
20 September 2012
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Melrose Resources PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Petroceltic International PLC

(d)

Date dealing undertaken:

19/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0009354589

Purchase

851

1.27 GBP

1.27 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0009354589

Swaps

Short

851

1.27 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

20/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Redrow PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Redrow PLC

(d)

Date dealing undertaken:

19/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0007282386

Purchase

35,145

1.574 GBP

1.501 GBP

Common - ISIN GB0007282386

Sale

24,253

1.55 GBP

1.517 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0007282386

Swaps

Long

6,800

1.55 GBP

Common - ISIN GB0007282386

Swaps

Short

4,047

1.559 GBP

Common - ISIN GB0007282386

Swaps

Short

6,800

1.559 GBP

Common - ISIN GB0007282386

Swaps

Long

64

1.536 GBP

Common - ISIN GB0007282386

Swaps

Long

447

1.536 GBP

Common - ISIN GB0007282386

Swaps

Long

472

1.536 GBP

Common - ISIN GB0007282386

Swaps

Long

812

1.536 GBP

Common - ISIN GB0007282386

Swaps

Long

1,204

1.536 GBP

Common - ISIN GB0007282386

Swaps

Long

2,511

1.536 GBP

Common - ISIN GB0007282386

Swaps

Long

2,360

1.54 GBP

Common - ISIN GB0007282386

Swaps

Short

6,636

1.541 GBP

Common - ISIN GB0007282386

Swaps

Short

447

1.502 GBP

Common - ISIN GB0007282386

Swaps

Long

544

1.534 GBP

Common - ISIN GB0007282386

Swaps

Short

12,472

1.535 GBP

Common - ISIN GB0007282386

Swaps

Long

838

1.536 GBP

Common - ISIN GB0007282386

Swaps

Long

969

1.536 GBP

Common - ISIN GB0007282386

Swaps

Long

2,489

1.536 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

20/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

BAE Systems PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

European Aeronautic Defence and Space Co NV

(d)

Date dealing undertaken:

19/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0002634946

Purchase

1,740,256

3.423 GBP

3.378 GBP

Common - ISIN GB0002634946

Sale

1,645,722

3.424 GBP

3.378 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0002634946

Swaps

Short

36

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

332

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

797

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

1,830

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

2,435

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

10,556

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

31,544

3.415 GBP

Common - ISIN GB0002634946

Swaps

Long

5,377

3.41 GBP

Common - ISIN GB0002634946

Swaps

Long

7,324

3.398 GBP

Common - ISIN GB0002634946

Swaps

Short

2

3.405 GBP

Common - ISIN GB0002634946

Swaps

Short

20

3.405 GBP

Common - ISIN GB0002634946

Swaps

Short

149

3.405 GBP

Common - ISIN GB0002634946

Swaps

Long

205

3.411 GBP

Common - ISIN GB0002634946

Swaps

Long

1,500

3.411 GBP

Common - ISIN GB0002634946

Swaps

Long

2,300

3.411 GBP

Common - ISIN GB0002634946

Swaps

Short

1,500

3.401 GBP

Common - ISIN GB0002634946

Swaps

Short

9,659

3.386 GBP

Common - ISIN GB0002634946

Swaps

Long

109

3.422 GBP

Common - ISIN GB0002634946

Swaps

Long

5,175

3.412 GBP

Common - ISIN GB0002634946

Swaps

Short

317

3.414 GBP

Common - ISIN GB0002634946

Swaps

Short

844

3.414 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

20/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

European Aeronautic Defence and Space Co NV

(c)

Name of the party to the offer with which exempt principal trader is connected:

European Aeronautic Defence and Space Co NV

(d)

Date dealing undertaken:

19/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN NL0000235190

Purchase

543,144

25.78 EUR

25.435 EUR

Common - ISIN NL0000235190

Sale

489,753

25.905 EUR

25.4 EUR

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN NL0000235190

Swaps

Long

610

25.701 EUR

Common - ISIN NL0000235190

Swaps

Long

198

25.701 EUR

Common - ISIN NL0000235190

Swaps

Long

442

25.701 EUR

Common - ISIN NL0000235190

Swaps

Short

330

25.692 EUR

Common - ISIN NL0000235190

Swaps

Short

610

25.692 EUR

Common - ISIN NL0000235190

Swaps

Long

290

25.905 EUR

Common - ISIN NL0000235190

Swaps

Short

935

25.648 EUR

Common - ISIN NL0000235190

Swaps

Short

18,547

25.648 EUR

Common - ISIN NL0000235190

Swaps

Short

1,000

25.533 EUR

Common - ISIN NL0000235190

Swaps

Short

568

25.499 EUR

Common - ISIN NL0000235190

Swaps

Short

130

25.538 EUR

Common - ISIN NL0000235190

Swaps

Short

4,841

25.499 EUR

Common - ISIN NL0000235190

Swaps

Short

1,286

25.538 EUR

Common - ISIN NL0000235190

Swaps

Short

1,807

25.499 EUR

Common - ISIN NL0000235190

Swaps

Short

18,143

25.499 EUR

Common - ISIN NL0000235190

Swaps

Short

1,206

25.499 EUR

Common - ISIN NL0000235190

Swaps

Short

74

25.499 EUR

Common - ISIN NL0000235190

Swaps

Long

79,500

25.7 EUR

Common - ISIN NL0000235190

Swaps

Long

6,500

25.7 EUR

Common - ISIN NL0000235190

Swaps

Long

129,100

25.7 EUR

Common - ISIN NL0000235190

Swaps

Short

129,100

25.7 EUR

Common - ISIN NL0000235190

Swaps

Long

397,400

25.7 EUR

Common - ISIN NL0000235190

Swaps

Short

79,500

25.7 EUR

Common - ISIN NL0000235190

Swaps

Long

198,700

25.7 EUR

Common - ISIN NL0000235190

Swaps

Short

397,400

25.7 EUR

Common - ISIN NL0000235190

Swaps

Short

198,700

25.7 EUR

Common - ISIN NL0000235190

Swaps

Long

188,800

25.7 EUR

Common - ISIN NL0000235190

Swaps

Short

6,500

25.7 EUR

Common - ISIN NL0000235190

Swaps

Short

188,800

25.7 EUR

Common - ISIN NL0000235190

Swaps

Long

429

25.489 EUR

Common - ISIN NL0000235190

Swaps

Long

4,353

25.49 EUR

Common - ISIN NL0000235190

Swaps

Long

4,493

25.5 EUR

Common - ISIN NL0000235190

Swaps

Long

28,070

25.518 EUR

Common - ISIN NL0000235190

Swaps

Long

268

25.584 EUR

Common - ISIN NL0000235190

Swaps

Short

188

25.683 EUR

Common - ISIN NL0000235190

Swaps

Long

908

25.739 EUR

Common - ISIN NL0000235190

Swaps

Short

178

25.638 EUR

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

(EUR)

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

(EUR)

NL0000235190

Put Option

Purchase

5

23.00

American

16/11/2012

0.40

NL0000235190

Put Option

Purchase

25

22.00

American

21/12/2012

0.40

NL0000235190

Put Option

Purchase

90

22.00

American

21/12/2012

0.41

NL0000235190

Put Option

Purchase

10

24.00

American

21/12/2012

0.90

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

20/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERBGGDCCUDBGDG

Related Shares:

BAE SystemsManagement Resource SolutionsRDW.L
FTSE 100 Latest
Value8,275.66
Change0.00