22nd Jun 2015 10:55
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 19 JUNE 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | SALES | 31,373 | 59.1000 USD | 58.5500 USD |
B ADSs | SALES | 5,189 | 60.0600 USD | 59.4300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 111 | 58.6133 USD |
A ADSs | CFD | LONG | 145 | 58.6133 USD |
A ADSs | CFD | LONG | 4,100 | 58.6285 USD |
A ADSs | CFD | LONG | 19 | 58.6500 USD |
A ADSs | CFD | LONG | 14 | 58.6500 USD |
A ADSs | CFD | LONG | 500 | 58.6600 USD |
A ADSs | CFD | LONG | 2,590 | 58.6765 USD |
A ADSs | CFD | LONG | 21,694 | 58.6985 USD |
A ADSs | CFD | LONG | 2,000 | 58.7224 USD |
A ADSs | CFD | LONG | 200 | 59.1000 USD |
B ADSs | CFD | LONG | 100 | 59.5100 USD |
B ADSs | CFD | LONG | 100 | 59.5100 USD |
B ADSs | CFD | LONG | 233 | 59.5162 USD |
B ADSs | CFD | LONG | 178 | 59.5162 USD |
B ADSs | CFD | LONG | 2,070 | 59.5577 USD |
B ADSs | CFD | LONG | 700 | 59.5928 USD |
B ADSs | CFD | LONG | 900 | 59.6429 USD |
B ADSs | CFD | LONG | 400 | 60.0100 USD |
EUR 0.07 A ordinary | CFD | LONG | 4,271 | 25.9343 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,749 | 25.9344 EUR |
EUR 0.07 A ordinary | CFD | LONG | 309 | 25.9344 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20 | 25.9773 EUR |
EUR 0.07 A ordinary | CFD | LONG | 51 | 25.9773 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,037 | 25.9773 EUR |
EUR 0.07 A ordinary | CFD | LONG | 38 | 26.0450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 26.0450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 97 | 26.0464 EUR |
EUR 0.07 A ordinary | CFD | LONG | 39 | 26.0549 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,926 | 26.0549 EUR |
EUR 0.07 A ordinary | CFD | LONG | 97 | 26.0549 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,999 | 25.9816 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,199 | 25.9881 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 800 | 26.0048 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,082 | 26.0370 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,648 | 26.0854 EUR |
EUR 0.07 A ordinary | CFD | LONG | 170 | 18.4350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,360 | 18.4824 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,964 | 18.4996 GBP |
EUR 0.07 A ordinary | CFD | LONG | 39,939 | 18.5050 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,628 | 18.4350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,650 | 18.4350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,060 | 18.4540 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 304 | 18.4627 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 182 | 18.4627 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 721 | 18.4647 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 105,509 | 18.4831 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 26,896 | 18.4831 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,595 | 18.4831 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,676 | 18.4872 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,502 | 18.5530 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 18.6518 GBP |
EUR 0.07 B ordinary | CFD | LONG | 820 | 18.7458 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,964 | 18.7819 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,333 | 18.7900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,870 | 18.8221 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,174 | 18.8459 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,570 | 18.7000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,110 | 18.7470 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,300 | 18.7490 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,334 | 18.7730 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 936 | 18.7745 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 45,700 | 18.8274 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 99 | 18.8343 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,049 | 18.8429 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 22 JUNE 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L