20th Apr 2015 11:21
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 17 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 2,400 | 63.8200 USD | 63.5300 USD |
B ADSs | SALES | 7,896 | 63.8800 USD | 63.4500 USD |
A ADSs | PURCHASES | 1,959 | 62.7400 USD | 62.3700 USD |
A ADSs | SALES | 45,701 | 62.7300 USD | 62.2300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 200 | 28.9795 EUR |
EUR 0.07 A ordinary | CFD | LONG | 99 | 28.9824 EUR |
EUR 0.07 A ordinary | CFD | LONG | 332 | 28.9824 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,341 | 28.9824 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,215 | 29.0045 EUR |
EUR 0.07 A ordinary | CFD | LONG | 121 | 29.0045 EUR |
EUR 0.07 A ordinary | CFD | LONG | 37 | 29.0045 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,477 | 29.0350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,477 | 29.0350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,163 | 29.0350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,161 | 29.0350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 208 | 29.3034 EUR |
EUR 0.07 A ordinary | CFD | LONG | 616 | 29.3319 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,200 | 29.0350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,982 | 29.0959 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,094 | 29.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 653 | 29.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,898 | 29.3707 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,390 | 20.8495 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,236 | 21.1199 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,174 | 21.1202 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,282 | 20.8428 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,271 | 20.8956 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 115 | 20.9213 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,402 | 20.9810 GBP |
B ADSs | CFD | LONG | 2,000 | 63.6529 USD |
B ADSs | CFD | LONG | 5,290 | 63.6575 USD |
B ADSs | CFD | LONG | 600 | 63.7000 USD |
B ADSs | CFD | SHORT | 1,000 | 63.6560 USD |
B ADSs | CFD | SHORT | 500 | 63.6640 USD |
B ADSs | CFD | SHORT | 100 | 63.6700 USD |
B ADSs | CFD | SHORT | 700 | 63.7157 USD |
B ADSs | CFD | SHORT | 100 | 63.8100 USD |
EUR 0.07 B ordinary | CFD | LONG | 478 | 21.1752 GBP |
EUR 0.07 B ordinary | CFD | LONG | 348 | 21.1811 GBP |
EUR 0.07 B ordinary | CFD | LONG | 70 | 21.1826 GBP |
EUR 0.07 B ordinary | CFD | LONG | 464 | 21.2113 GBP |
EUR 0.07 B ordinary | CFD | LONG | 502 | 21.5029 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,417 | 21.5117 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 396 | 21.1567 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 110 | 21.1749 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 229 | 21.1785 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 83,604 | 21.1907 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,551 | 21.1932 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,933 | 21.2313 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 124,000 | 21.3109 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,498 | 21.3352 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 21.4450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,000 | 21.4476 GBP |
A ADSs | CFD | LONG | 100 | 62.4200 USD |
A ADSs | CFD | LONG | 770 | 62.4212 USD |
A ADSs | CFD | LONG | 331 | 62.4316 USD |
A ADSs | CFD | LONG | 7,972 | 62.4389 USD |
A ADSs | CFD | LONG | 27,490 | 62.4877 USD |
A ADSs | CFD | LONG | 4,892 | 62.5512 USD |
A ADSs | CFD | LONG | 1,370 | 62.5563 USD |
A ADSs | CFD | LONG | 76 | 62.6916 USD |
A ADSs | CFD | LONG | 100 | 62.6916 USD |
A ADSs | CFD | LONG | 2,600 | 62.7073 USD |
A ADSs | CFD | SHORT | 500 | 62.3820 USD |
A ADSs | CFD | SHORT | 1,000 | 62.5686 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L