12th Jun 2015 11:30
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 11 JUNE 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 700 | 59.9500 USD | 59.6100 USD |
B ADSs | SALES | 1,037 | 59.8800 USD | 59.7000 USD |
A ADSs | PURCHASES | 3,450 | 59.2000 USD | 58.8300 USD |
A ADSs | SALES | 1,152 | 59.2300 USD | 59.0223 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 58 | 26.2350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 67 | 26.2500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 87 | 26.2500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,430 | 26.2540 EUR |
EUR 0.07 A ordinary | CFD | LONG | 30,791 | 26.2540 EUR |
EUR 0.07 A ordinary | CFD | LONG | 410 | 26.2550 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18 | 26.2733 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 26.2763 EUR |
EUR 0.07 A ordinary | CFD | LONG | 43 | 26.2766 EUR |
EUR 0.07 A ordinary | CFD | LONG | 320 | 26.3475 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17 | 26.3475 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7 | 26.3475 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5 | 26.3722 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13 | 26.3722 EUR |
EUR 0.07 A ordinary | CFD | LONG | 247 | 26.3722 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 88 | 26.2500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 465 | 26.2975 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,854 | 26.3384 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 26.3600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 50 | 26.4300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 26.4300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 730 | 18.9708 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,716 | 19.0550 GBP |
EUR 0.07 A ordinary | CFD | LONG | 325 | 19.0659 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,763 | 18.9700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,930 | 18.9773 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 174 | 18.9985 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,429 | 19.0169 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,768 | 19.0277 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,148 | 19.0277 GBP |
B ADSs | CFD | LONG | 100 | 59.7800 USD |
B ADSs | CFD | LONG | 800 | 59.7987 USD |
B ADSs | CFD | LONG | 59 | 59.8692 USD |
B ADSs | CFD | LONG | 78 | 59.8692 USD |
B ADSs | CFD | SHORT | 100 | 59.7900 USD |
B ADSs | CFD | SHORT | 600 | 59.8642 USD |
EUR 0.07 B ordinary | CFD | LONG | 12,230 | 19.2463 GBP |
EUR 0.07 B ordinary | CFD | LONG | 700 | 19.2473 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,294 | 19.2951 GBP |
EUR 0.07 B ordinary | CFD | LONG | 58,243 | 19.3085 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,923 | 19.3146 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,757 | 19.3151 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,671 | 19.3200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,386 | 19.3450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 19.3636 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 117 | 19.2160 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,473 | 19.2541 GBP |
A ADSs | CFD | LONG | 200 | 59.1262 USD |
A ADSs | CFD | LONG | 87 | 59.1397 USD |
A ADSs | CFD | LONG | 65 | 59.1397 USD |
A ADSs | CFD | LONG | 600 | 59.1750 USD |
A ADSs | CFD | LONG | 200 | 59.2300 USD |
A ADSs | CFD | SHORT | 300 | 58.9500 USD |
A ADSs | CFD | SHORT | 300 | 59.0433 USD |
A ADSs | CFD | SHORT | 1,500 | 59.0553 USD |
A ADSs | CFD | SHORT | 150 | 59.0867 USD |
A ADSs | CFD | SHORT | 1,200 | 59.1127 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 JUNE 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L