27th Apr 2015 10:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 24 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 5,294 | 63.9700 USD | 63.4050 USD |
B ADSs | SALES | 773 | 63.6700 USD | 63.5700 USD |
A ADSs | PURCHASES | 11,240 | 63.0500 USD | 62.5800 USD |
A ADSs | SALES | 4,609 | 62.9000 USD | 62.5907 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 453 | 28.9650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,911 | 29.0424 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,346 | 28.9571 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,059 | 28.9571 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 338 | 28.9573 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 226 | 28.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 171 | 28.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 828 | 28.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 230 | 29.1395 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 29.1395 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 29.1395 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,702 | 20.9296 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 50 | 20.6618 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,235 | 20.6656 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 235 | 20.6910 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,682 | 20.7387 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,867 | 20.7860 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,147 | 20.7860 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 22,986 | 20.7860 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,229 | 20.8833 GBP |
B ADSs | CFD | LONG | 373 | 63.5779 USD |
B ADSs | CFD | LONG | 400 | 63.6500 USD |
B ADSs | CFD | SHORT | 1,100 | 63.5290 USD |
B ADSs | CFD | SHORT | 700 | 63.5657 USD |
B ADSs | CFD | SHORT | 400 | 63.5875 USD |
B ADSs | CFD | SHORT | 300 | 63.6360 USD |
B ADSs | CFD | SHORT | 694 | 63.8346 USD |
B ADSs | CFD | SHORT | 2,100 | 63.9700 USD |
EUR 0.07 B ordinary | CFD | LONG | 60 | 20.9352 GBP |
EUR 0.07 B ordinary | CFD | LONG | 112 | 21.0871 GBP |
EUR 0.07 B ordinary | CFD | LONG | 356 | 21.1349 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,713 | 21.1387 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,152 | 21.1428 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 400 | 20.9248 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 840 | 20.9408 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 238 | 20.9572 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,380 | 21.0468 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,000 | 21.0724 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 149,676 | 21.0991 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 324 | 21.1267 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 291 | 21.1268 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 41 | 21.1268 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,959 | 21.1444 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,709 | 21.1444 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,000 | 21.1554 GBP |
A ADSs | CFD | LONG | 3,900 | 62.6837 USD |
A ADSs | CFD | LONG | 700 | 62.7077 USD |
A ADSs | CFD | LONG | 5 | 62.7200 USD |
A ADSs | CFD | LONG | 4 | 62.7200 USD |
A ADSs | CFD | SHORT | 2,735 | 62.6594 USD |
A ADSs | CFD | SHORT | 65 | 62.6594 USD |
A ADSs | CFD | SHORT | 4,961 | 62.7216 USD |
A ADSs | CFD | SHORT | 179 | 62.7970 USD |
A ADSs | CFD | SHORT | 2,738 | 63.0500 USD |
A ADSs | CFD | SHORT | 562 | 63.0500 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 27 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L