15th Jul 2015 11:09
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 14 JULY 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 22,463 | 57.7100 USD | 56.9800 USD |
A ADSs | SALES | 3,803 | 57.7100 USD | 56.9100 USD |
B ADSs | PURCHASES | 2,320 | 58.3300 USD | 57.8600 USD |
B ADSs | SALES | 3,383 | 58.3300 USD | 57.3500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 700 | 57.4198 USD |
A ADSs | CFD | LONG | 3 | 57.4300 USD |
A ADSs | CFD | LONG | 400 | 57.5325 USD |
A ADSs | CFD | LONG | 1,000 | 57.5473 USD |
A ADSs | CFD | LONG | 1,200 | 57.5942 USD |
A ADSs | CFD | LONG | 500 | 57.6400 USD |
A ADSs | CFD | SHORT | 22,300 | 57.3929 USD |
A ADSs | CFD | SHORT | 70 | 57.6591 USD |
A ADSs | CFD | SHORT | 93 | 57.6591 USD |
B ADSs | CFD | LONG | 300 | 57.9600 USD |
B ADSs | CFD | LONG | 600 | 57.9650 USD |
B ADSs | CFD | LONG | 600 | 58.0983 USD |
B ADSs | CFD | LONG | 1,500 | 58.1160 USD |
B ADSs | CFD | LONG | 105 | 58.2855 USD |
B ADSs | CFD | LONG | 78 | 58.2855 USD |
B ADSs | CFD | LONG | 200 | 58.3300 USD |
B ADSs | CFD | SHORT | 2,220 | 58.1662 USD |
B ADSs | CFD | SHORT | 100 | 58.2900 USD |
EUR 0.07 A ordinary | CFD | LONG | 223 | 25.6587 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,407 | 25.8584 EUR |
EUR 0.07 A ordinary | CFD | LONG | 192 | 25.8943 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 25.8943 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31 | 26.0409 EUR |
EUR 0.07 A ordinary | CFD | LONG | 339 | 26.0423 EUR |
EUR 0.07 A ordinary | CFD | LONG | 145 | 26.0427 EUR |
EUR 0.07 A ordinary | CFD | LONG | 92 | 26.0800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 123 | 26.0800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,489 | 26.0800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 91 | 26.0800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,969 | 25.9050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 642 | 25.9711 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 25.9711 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 41 | 25.9711 EUR |
EUR 0.07 A ordinary | CFD | LONG | 228 | 18.0964 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,014 | 18.2277 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,611 | 18.1542 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,958 | 18.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 750 | 18.3474 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,242 | 18.3480 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19 | 25.8200 EUR |
EUR 0.07 B ordinary | CFD | LONG | 599 | 18.2296 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,508 | 18.3858 GBP |
EUR 0.07 B ordinary | CFD | LONG | 865 | 18.3858 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,582 | 18.3858 GBP |
EUR 0.07 B ordinary | CFD | LONG | 63 | 18.4494 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,000 | 18.4805 GBP |
EUR 0.07 B ordinary | CFD | LONG | 110 | 18.5416 GBP |
EUR 0.07 B ordinary | CFD | LONG | 570 | 18.5427 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,228 | 18.5428 GBP |
EUR 0.07 B ordinary | CFD | LONG | 49 | 18.5536 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,023 | 18.2546 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,721 | 18.3670 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 686 | 18.3670 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,071 | 18.5314 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 JULY 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L